Filing Details
- Accession Number:
- 0001509432-14-000033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-24 17:54:07
- Reporting Period:
- 2014-02-20
- Filing Date:
- 2014-02-24
- Accepted Time:
- 2014-02-24 17:54:07
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1511891 | T Geoffrey Barker | C/O Rpx Corporation One Market Plaza, Suite 800 San Francisco CA 94105 | Executive Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-02-14 | 69,366 | $0.00 | 69,366 | No | 5 | G | Indirect | By GRAT |
Common Stock | Disposition | 2014-02-14 | 69,366 | $0.00 | 0 | No | 5 | G | Indirect | By GRAT |
Common Stock | Disposition | 2014-02-20 | 7,500 | $16.41 | 599,399 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-21 | 7,500 | $16.13 | 591,899 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | By GRAT |
No | 5 | G | Indirect | By GRAT |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 69,366 | Indirect | By Trust |
Common Stock | 69,366 | Indirect | By Trust |
Common Stock | 121,732 | Indirect | By Spouse |
Footnotes
- On December 29, 2010, the reporting person contributed 300,000 shares of issuer's common stock to a grantor retained annuity trust for the benefit of himself. The annuity trust terminated and on February 14, 2014, a total of 138,732 shares were transferred to two trusts for the benefit of the reporting person's children and are reported in this Form 4 as indirectly owned. The remaining 49,982 shares were transferred to the reporting person and are reported in this Form 4 as directly owned.
- Shares held by Geoffrey T. Barker, Trustee of the Geoffrey T. Barker 2010 3-Year GRAT, dated December 29, 2010.
- The sale reported was effected pursuant to a 10b5-1 trading plan adopted by reporting person on May 15, 2013.
- The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $16.21 to $16.59, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (6) to this Form 4.
- Shares held by Geoffrey T. Barker, includes the re-registration of 49,982 shares from the Geoffrey T. Barker 2010 3-Year GRAT, dated December 29, 2010, into his name on February 14, 2014.
- The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $15.96 to $16.265, inclusive.
- Shares held by Barker 2010 Children's Trust FBO Katherine Eryl Barker.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- Shares held by Barker 2010 Children's Trust FBO Alexander Payne Barker.