Filing Details

Accession Number:
0001509432-14-000033
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-24 17:54:07
Reporting Period:
2014-02-20
Filing Date:
2014-02-24
Accepted Time:
2014-02-24 17:54:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509432 Rpx Corp RPXC Patent Owners & Lessors (6794) 262990113
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1511891 T Geoffrey Barker C/O Rpx Corporation
One Market Plaza, Suite 800
San Francisco CA 94105
Executive Director Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-02-14 69,366 $0.00 69,366 No 5 G Indirect By GRAT
Common Stock Disposition 2014-02-14 69,366 $0.00 0 No 5 G Indirect By GRAT
Common Stock Disposition 2014-02-20 7,500 $16.41 599,399 No 4 S Direct
Common Stock Disposition 2014-02-21 7,500 $16.13 591,899 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect By GRAT
No 5 G Indirect By GRAT
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 69,366 Indirect By Trust
Common Stock 69,366 Indirect By Trust
Common Stock 121,732 Indirect By Spouse
Footnotes
  1. On December 29, 2010, the reporting person contributed 300,000 shares of issuer's common stock to a grantor retained annuity trust for the benefit of himself. The annuity trust terminated and on February 14, 2014, a total of 138,732 shares were transferred to two trusts for the benefit of the reporting person's children and are reported in this Form 4 as indirectly owned. The remaining 49,982 shares were transferred to the reporting person and are reported in this Form 4 as directly owned.
  2. Shares held by Geoffrey T. Barker, Trustee of the Geoffrey T. Barker 2010 3-Year GRAT, dated December 29, 2010.
  3. The sale reported was effected pursuant to a 10b5-1 trading plan adopted by reporting person on May 15, 2013.
  4. The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $16.21 to $16.59, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (6) to this Form 4.
  5. Shares held by Geoffrey T. Barker, includes the re-registration of 49,982 shares from the Geoffrey T. Barker 2010 3-Year GRAT, dated December 29, 2010, into his name on February 14, 2014.
  6. The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $15.96 to $16.265, inclusive.
  7. Shares held by Barker 2010 Children's Trust FBO Katherine Eryl Barker.
  8. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  9. Shares held by Barker 2010 Children's Trust FBO Alexander Payne Barker.