Filing Details
- Accession Number:
- 0001191981-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-24 17:45:11
- Reporting Period:
- 2014-02-21
- Filing Date:
- 2014-02-24
- Accepted Time:
- 2014-02-24 17:45:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 817473 | American Capital Ltd | ACAS | () | 521451377 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191981 | Gordon Obrien | 2 Bethesda Metro Center 14Th Floor Bethesda MD 20814 | Pres., Specialty Fin. & Ops. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-21 | 33,647 | $2.96 | 304,285 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-21 | 33,647 | $16.07 | 304,285 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-21 | 48,302 | $2.77 | 304,285 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-21 | 48,302 | $16.07 | 304,285 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2014-02-21 | 33,647 | $0.00 | 33,647 | $2.96 |
| Common Stock | Options | Disposition | 2014-02-21 | 48,302 | $0.00 | 48,302 | $2.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-08-13 | 2019-08-13 | No | 4 | M | Direct |
| 0 | 2010-11-12 | 2019-11-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,039 | Indirect | ESOP/401(k) |
Footnotes
- The option vested in three equal installments beginning on August 13, 2010.
- The option vested in three equal installments beginning on November 12, 2010.
Billionaire Hedge Funds
