Filing Details
- Accession Number:
- 0001209191-14-013561
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-24 17:10:25
- Reporting Period:
- 2014-02-20
- Filing Date:
- 2014-02-24
- Accepted Time:
- 2014-02-24 17:10:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1294133 | Inogen Inc | INGN | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1388325 | A/S Novo | Tuborg Havnevej 19 Hellerup G7 2900 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-20 | 5,948,056 | $0.00 | 6,036,449 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2014-02-20 | 617,000 | $14.88 | 5,419,449 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | SERIES B PREFERRED STOCK | Disposition | 2014-02-20 | 21,253 | $0.00 | 30,839 | $0.00 |
| Common Stock | SERIES C PREFERRED STOCK | Disposition | 2014-02-20 | 1,137 | $0.00 | 1,967 | $0.00 |
| Common Stock | SERIES D PREFERRED STOCK | Disposition | 2014-02-20 | 486,573 | $0.00 | 914,516 | $0.00 |
| Common Stock | SERIES E PREFERRED STOCK | Disposition | 2014-02-20 | 506,338 | $0.00 | 1,363,283 | $0.00 |
| Common Stock | SERIES F PREFERRED STOCK | Disposition | 2014-02-20 | 1,260,504 | $0.00 | 1,260,504 | $0.00 |
| Common Stock | SERIES G PREFERRED STOCK | Disposition | 2014-02-20 | 2,376,947 | $0.00 | 2,376,947 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Series B, C, D, E, F and G Preferred Stock (collectively, the "Preferred Stock") had no expiration date was convertible at any time, at the holder's election. Upon the closing of the Issuer's initial public offering, the Preferred Stock automatically converted into shares of the Issuer's Common Stock based on the Applicable Conversion Price (as defined in the Issuer's Twelfth Amended and Restated Certificate of Incorporation).
Billionaire Hedge Funds
