Filing Details

Accession Number:
0000914190-14-000055
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-24 16:12:03
Reporting Period:
2014-02-20
Filing Date:
2014-02-24
Accepted Time:
2014-02-24 16:12:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1180145 Cardiovascular Systems Inc CSII Surgical & Medical Instruments & Apparatus (3841) 411698056
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1304125 Leslie Trigg 651 Campus Drive
St. Paul MN 55112
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-20 745 $8.83 2,707 No 4 X Indirect By Trigg Family Trust
Common Stock Disposition 2014-02-20 216 $30.40 2,491 No 4 S Indirect By Trigg Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect By Trigg Family Trust
No 4 S Indirect By Trigg Family Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (right to buy) Disposition 2014-02-20 745 $0.00 745 $8.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-02-25 2014-02-24 No 4 X Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 14,146 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $8.83 2016-10-02 6,470 6,470 Direct
Common Stock Restricted Stock Units $0.00 6,707 6,707 Direct
Common Stock Restricted Stock Units $0.00 7,192 7,192 Direct
Common Stock Restricted Stock Units $0.00 10,917 10,917 Direct
Common Stock Restricted Stock Units $0.00 2015-08-13 2015-08-13 2,749 2,749 Direct
Common Stock Restricted Stock Units $0.00 4,580 4,580 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-10-02 6,470 6,470 Direct
6,707 6,707 Direct
7,192 7,192 Direct
10,917 10,917 Direct
2015-08-13 2,749 2,749 Direct
4,580 4,580 Direct
Footnotes
  1. On February 20, 2014, the reporting person exercised a warrant to purchase 745 shares of Cardiovascular Systems, Inc. ("CSI") common stock for $8.83 a share. The reporting person paid the exercise price for the warrant on a cashless basis, resulting in CSI's withholding of 216 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 529 shares.
  2. Fully exercisable.
  3. Each restricted stock unit represents the right to receive a payment from CSI equal in value to the market price per share of CSI common stock on the date of payment, and shall be payable in cash or shares of the Company's common stock beginning six months following the termination of each director's board membership.
  4. Each restricted stock unit represents the right to receive a payment from CSI equal in value to the market price per share of CSI common stock on the date of payment, and shall be payable in cash or shares of the Company's common stock on the payment date.
  5. Each restricted stock unit represents the right to receive a payment from CSI equal in value to the market price per share of CSI common stock on the date of payment, and shall be payable in cash or shares of Company common stock beginning six months following the termination of each director's board membership; provided, however, that the restricted stock units vest in quarterly amounts of 1,145 on each of September 30, 2013, December 31, 2013, March 31, 2014 and June 30, 2014.