Filing Details
- Accession Number:
- 0001444157-14-000012
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-02-24 15:50:01
- Reporting Period:
- 2014-02-14
- Filing Date:
- 2014-02-24
- Accepted Time:
- 2014-02-24 15:50:01
- Original Submission Date:
- 2014-02-18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 936395 | Ciena Corp | CIEN | Telephone & Telegraph Apparatus (3661) | 232725311 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1444157 | M David Rothenstein | C/O Ciena Corporation 7035 Ridge Rd. Hanover MD 21076-1426 | Sr. Vp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-14 | 2,678 | $16.87 | 256,805 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-14 | 2,678 | $25.00 | 254,127 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-14 | 2,142 | $19.95 | 256,269 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-14 | 2,142 | $25.00 | 254,127 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-14 | 2,678 | $0.00 | 2,678 | $16.87 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-14 | 2,142 | $0.00 | 2,142 | $19.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-10-26 | No | 4 | M | Direct | |
| 0 | 2014-12-10 | No | 4 | M | Direct |
Footnotes
- Shares reported include unvested Restricted Stock Units (RSUs).
- Sales were effected pursuant to Rule 10b5-1 trading plan dated 7/15/2013.
- Option is fully vested.
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