Filing Details
- Accession Number:
- 0001171520-14-000185
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-24 13:18:17
- Reporting Period:
- 2014-02-20
- Filing Date:
- 2014-02-24
- Accepted Time:
- 2014-02-24 13:18:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
27093 | Dataram Corp | DRAM | Computer Storage Devices (3572) | 221831409 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1341376 | John Freeman | 777 Alexander Road, Suite 100 Priinceton NJ 08540 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock , $1.00 Par Value | Acquisiton | 2014-02-20 | 1,500 | $2.57 | 1,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option | $19.20 | 2008-05-07 | 2018-05-07 | 0 | 25,000 | Direct |
Common Stock | Option | $15.42 | 2009-09-24 | 2019-09-24 | 0 | 30,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-05-07 | 0 | 25,000 | Direct |
2019-09-24 | 0 | 30,000 | Direct |
Footnotes
- The number of options and respective exercise prices have been adjusted to reflect a 1-for-6 reverse stock split effective as of March 15, 2013
- Options were granted to the reporting person in consideration of the reporting person's service as President and Chief Executive Officer of the Company. Options were granted at an exercise price equal to the closing market price of the Company's common stock on the date of grant. Options to purchase 6,250 shares vested on May 7, 2009, options to purchase 6,250 shares vested on May 7, 2010, options to purchase 6,250 shares vested on May 7, 2011, and options to purchase 6,250 shares vested on May 7, 2012.
- Options were granted to the reporting person in consideration of the reporting person's service as President and Chief Executive Officer of the Company. Options were granted at an exercise price equal to the closing market price of the Company's common stock on the date of grant. Options to purchase 15,000 shares vested on September 24, 2010; options to purchase 15,000 shares vested on September 24, 2011.