Filing Details
- Accession Number:
- 0001209191-14-013287
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-21 19:29:09
- Reporting Period:
- 2014-02-20
- Filing Date:
- 2014-02-21
- Accepted Time:
- 2014-02-21 19:29:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1294133 | Inogen Inc | INGN | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1596999 | E. Stephen Cooper | 326 Bollay Drive Goleta CA 93117 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-20 | 121,783 | $0.00 | 121,783 | No | 4 | C | Indirect | See footnote |
| Common Stock | Disposition | 2014-02-20 | 15,428 | $14.88 | 106,355 | No | 4 | S | Indirect | See footnote |
| Common Stock | Acquisiton | 2014-02-20 | 26,336 | $0.00 | 26,336 | No | 4 | C | Indirect | See footnote |
| Common Stock | Disposition | 2014-02-20 | 3,423 | $14.88 | 22,913 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
| No | 4 | C | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Preferred Stock | Disposition | 2014-02-20 | 48,333 | $0.00 | 49,159 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2014-02-20 | 19,997 | $0.00 | 29,017 | $0.00 |
| Common Stock | Series C Preferred Stock | Disposition | 2014-02-20 | 5,125 | $0.00 | 8,867 | $0.00 |
| Common Stock | Series D Preferred Stock | Disposition | 2014-02-20 | 18,484 | $0.00 | 34,740 | $0.00 |
| Common Stock | Series C Preferred Stock | Disposition | 2014-02-20 | 13,564 | $0.00 | 23,467 | $0.00 |
| Common Stock | Series D Preferred Stock | Disposition | 2014-02-20 | 333 | $0.00 | 626 | $0.00 |
| Common Stock | Series E Preferred Stock | Disposition | 2014-02-20 | 833 | $0.00 | 2,243 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- Each share of (i) Series A Preferred Stock will automatically convert into 1.017087063 shares of the Issuer's Common stock, (ii) Series B Preferred Stock will automatically convert into 1.451080982 shares of the Issuer's Common Stock, (iii) Series C Preferred Stock will automatically convert into 1.730144671 shares of the Issuer's Common Stock, (iv) Series D Preferred Stock will automatically convert into 1.879505664 shares of the Issuer's Common Stock, and (v) Series E Preferred Stock will automatically convert into 2.692436975 shares of the Issuer's Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.
- Shares held by Stephen E. Cooper and Susan D. Cooper, as trustees of the Cooper Revocable Trust dated July 26, 1996.
- Shares held by the Stephen E. Cooper Family Partnership in which the reporting person is the General Partner and has voting and dispositive power over such shares.
Billionaire Hedge Funds
