Filing Details
- Accession Number:
- 0001216923-14-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-21 18:26:09
- Reporting Period:
- 2014-02-18
- Filing Date:
- 2014-02-21
- Accepted Time:
- 2014-02-21 18:26:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002047 | Netapp Inc. | NTAP | Computer Storage Devices (3572) | 770307520 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216923 | G Nicholas Moore | 495 East Java Drive Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-19 | 5,000 | $25.08 | 5,000 | No | 4 | M | Indirect | by GRAT |
| Common Stock | Acquisiton | 2014-02-19 | 20,000 | $29.50 | 25,000 | No | 4 | M | Indirect | by GRAT |
| Common Stock | Acquisiton | 2014-02-19 | 25,000 | $27.02 | 50,000 | No | 4 | M | Indirect | by GRAT |
| Common Stock | Disposition | 2014-02-19 | 50,000 | $40.63 | 0 | No | 4 | S | Indirect | by GRAT |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by GRAT |
| No | 4 | M | Indirect | by GRAT |
| No | 4 | M | Indirect | by GRAT |
| No | 4 | S | Indirect | by GRAT |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-18 | 5,000 | $0.00 | 5,000 | $25.08 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-18 | 25,000 | $0.00 | 25,000 | $27.02 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-18 | 20,000 | $0.00 | 20,000 | $29.50 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2014-02-18 | 5,000 | $0.00 | 5,000 | $25.08 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-19 | 5,000 | $0.00 | 5,000 | $25.08 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2014-02-18 | 25,000 | $0.00 | 25,000 | $27.02 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-19 | 25,000 | $0.00 | 25,000 | $27.02 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2014-02-18 | 20,000 | $0.00 | 20,000 | $29.50 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-19 | 20,000 | $0.00 | 20,000 | $29.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-09-01 | No | 4 | G | Direct | |
| 0 | 2014-09-18 | No | 4 | G | Direct | |
| 0 | 2016-10-13 | No | 4 | G | Direct | |
| 5,000 | 2015-09-01 | No | 4 | G | Indirect | |
| 0 | 2015-09-01 | No | 4 | M | Indirect | |
| 25,000 | 2014-09-18 | No | 4 | G | Indirect | |
| 0 | 2014-09-18 | No | 4 | M | Indirect | |
| 20,000 | 2016-10-13 | No | 4 | G | Indirect | |
| 0 | 2016-10-13 | No | 4 | M | Indirect |
Footnotes
- The price in Column 4 is a weighted average price. The sale prices ranged from $36.45 to $36.49 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.
- The reporting person transferred the reported option to the Moore 2009 GRAT.
- The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.
- The option is 100% vested as of the date of transfer.
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