Filing Details
- Accession Number:
- 0001181431-14-008543
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-21 18:16:16
- Reporting Period:
- 2014-02-20
- Filing Date:
- 2014-02-21
- Accepted Time:
- 2014-02-21 18:16:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393066 | Resolute Forest Products Inc. | RFP | Paper Mills (2621) | 980526415 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1414465 | Yves Laflamme | 111 Duke Street, Suite 5000 Montreal A8 H3C 2M1 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-20 | 12,710 | $16.45 | 58,167 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-20 | 11,050 | $20.36 | 47,117 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-02-20 | 1,660 | $20.36 | 45,457 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-20 | 10,615 | $11.41 | 56,072 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-20 | 7,423 | $20.36 | 48,649 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-02-20 | 3,192 | $20.36 | 45,457 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock option (right to buy) | Disposition | 2014-02-20 | 12,710 | $0.00 | 12,710 | $16.45 |
Common Stock | Stock option (right to buy) | Disposition | 2014-02-20 | 10,615 | $0.00 | 10,615 | $11.41 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,709 | 2012-11-03 | 2021-11-03 | No | 4 | M | Direct |
31,843 | 2013-11-08 | 2022-11-08 | No | 4 | M | Direct |
Footnotes
- The options were awarded on November 3, 2011, vesting in four equal annual installments beginning on November 3, 2012.
- The options were awarded on November 8, 2012, vesting in four equal annual installments beginning on November 8, 2013.