Home > Insider Trading > Filing (0000921895-14-000410)

Filing Details

Accession Number:: 0000921895-14-000410
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-02-21 18:07:25
Reporting Period:: 2014-02-19

Filing Date:: 2014-02-21
Accepted Time:: 2014-02-21 18:07:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
38264	Forward Industries Inc	FORD	Plastics Products, Nec (3089)	131950672

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1302583	Ltd Fund Offshore Partners Capital Lagrange	73 Front St Hamilton A1 000000	No	No	No	Yes
1315394	L Frank Johnson	570 Lexington Avenue, 27Th Floor New York NY 10022	Yes	No	No	Yes
1324023	Lagrange Capital Partners Lp	570 Lexington Avenue, 27Th Floor New York NY 10022	No	No	No	Yes
1353724	Lagrange Capital Administration, L.l.c.	570 Lexington Avenue, 27Th Floor New York NY 10022	No	No	No	Yes
1487924	Lagrange Capital Management, Llc	570 Lexington Avenue 27Th Fl New York NY 10022	No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Forward Industries Common Stock	Disposition	2014-02-19	241,274	$1.70	33,137	No	4	S	Indirect	By LaGrange Capital Partners, L.P.
Forward Industries Common Stock	Disposition	2014-02-19	26,808	$1.70	67,562	No	4	S	Indirect	By LaGrange Capital Partners Offshore Fund, Ltd.
Forward Industries Common Stock	Disposition	2014-02-20	33,137	$1.70	0	No	4	S	Indirect	By LaGrange Capital Partners, L.P.
Forward Industries Common Stock	Disposition	2014-02-20	67,562	$1.70	0	No	4	S	Indirect	By LaGrange Capital Partners Offshore Fund, Ltd.
Forward Industries Common Stock	Disposition	2014-02-20	71,975	$1.66	48,303	No	4	S	Indirect	By LaGrange Capital Administration, L.L.C.
Forward Industries Common Stock	Disposition	2014-02-21	48,303	$1.60	0	No	4	S	Indirect	By LaGrange Capital Administration, L.L.C.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By LaGrange Capital Partners, L.P.
No	4	S	Indirect	By LaGrange Capital Partners Offshore Fund, Ltd.
No	4	S	Indirect	By LaGrange Capital Partners, L.P.
No	4	S	Indirect	By LaGrange Capital Partners Offshore Fund, Ltd.
No	4	S	Indirect	By LaGrange Capital Administration, L.L.C.
No	4	S	Indirect	By LaGrange Capital Administration, L.L.C.

Footnotes

This Form 4 is filed jointly by LaGrange Capital Partners, L.P. ("Capital Partners"), LaGrange Capital Partners Offshore Fund, Ltd. ("Capital Partners Offshore Fund"), LaGrange Capital Management, L.L.C. ("Capital Management"), LaGrange Capital Administration, L.L.C. ("Capital Administration") and Frank L. Johnson. Each of the Reporting Persons is a member of a Schedule 13(d) group with respect to the securities of the Issuer that no longer beneficially own any of the Issuer's oustanding shares of common stock. As members of the group, each of the Reporting Persons may be deemed to beneficially own the securities of the Issuer beneficially owned by the other members of the group. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer beneficially owned by the other members of the group except to the extent of his or its pecuniary interest therein.
Shares beneficially owned by Capital Partners. As the general partner of Capital Partners, Capital Management may be deemed to beneficially own the Shares owned beneficially by Capital Partners. As the sole member of Capital Management, Frank L. Johnson may be deemed to beneficially own the Shares beneficially owned by Capital Partners.
Shares beneficially owned by Capital Partners Offshore Fund. As the investment manager of Capital Partners Offshore Fund, Capital Administration may be deemed to beneficially own the Shares beneficially owned by Capital Partners Offshore Fund. As the managing member of Capital Administration, Frank L. Johnson may be deemed to beneficially own the Shares beneficially owned by Capital Partners Offshore Fund
Shares beneficially owned by Capital Administration. As the managing member of Capital Administration, Frank L. Johnson may be deemed to beneficially own the Shares beneficially owned by Capital Administration. On February 18, 2014, 120,278 Shares of Capital Partners were transferred to Capital Administration in connection with internal structuring matters.