Filing Details
- Accession Number:
- 0001513905-14-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-21 17:52:41
- Reporting Period:
- 2014-02-20
- Filing Date:
- 2014-02-21
- Accepted Time:
- 2014-02-21 17:52:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122388 | Ellie Mae Inc | ELLI | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1513905 | Jonathan Corr | C/O Ellie Mae, Inc. 4155 Hopyard Road, Suite 200 Pleasanton CA 94588 | President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-20 | 4,500 | $5.02 | 101,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-20 | 4,500 | $29.76 | 97,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-20 | 2,000 | $5.45 | 99,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-20 | 2,000 | $29.76 | 97,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-20 | 1,500 | $5.45 | 98,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-20 | 1,500 | $30.00 | 97,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-20 | 4,500 | $0.00 | 4,500 | $5.02 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-20 | 2,000 | $0.00 | 2,000 | $5.45 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-20 | 1,500 | $0.00 | 1,500 | $5.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,417 | 2021-08-17 | No | 4 | M | Direct | |
| 122,577 | 2021-12-19 | No | 4 | M | Direct | |
| 121,077 | 2021-12-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 58,099 | Indirect | by Trust |
Footnotes
- The exercise and sale of these stock options was completed pursuant to the Rule 10b5-1 trading plan adopted by Jonathan H. Corr.
- Option vests with respect to 25% of the shares subject thereto on August 17, 2012, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on August 17, 2015.
- The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
- Option vests with respect to 25% of the shares subject thereto on December 19, 2012, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on December 19, 2015.
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