Filing Details
- Accession Number:
- 0001179110-14-003364
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-21 17:52:36
- Reporting Period:
- 2014-02-19
- Filing Date:
- 2014-02-21
- Accepted Time:
- 2014-02-21 17:52:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 2491 | Bally Technologies Inc. | BYI | Services-Prepackaged Software (7372) | 880104066 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1199969 | Robbins David | 6601 S. Bermuda Road Las Vegas NV 89119 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.10 Per Share | Acquisiton | 2014-02-19 | 24,000 | $17.16 | 181,959 | No | 4 | M | Direct | |
| Common Stock, Par Value $.10 Per Share | Disposition | 2014-02-19 | 6,080 | $67.75 | 175,879 | No | 4 | F | Direct | |
| Common Stock, Par Value $.10 Per Share | Disposition | 2014-02-20 | 6,000 | $68.12 | 169,879 | No | 4 | S | Direct | |
| Common Stock, Par Value $.10 Per Share | Disposition | 2014-02-21 | 5,500 | $67.90 | 109,379 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.10 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2014-02-19 | 24,000 | $0.00 | 24,000 | $17.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-06-30 | 2014-06-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.10 Per Share | 25,714 | Indirect | Robbins Family 2013 Trust A |
| Common Stock, Par Value $.10 Per Share | 27,771 | Indirect | Robbins Family 2013 Trust E |
| Common Stock, Par Value $.10 Per Share | 39,221 | Indirect | by GRAT 3 |
| Common Stock, Par Value $.10 Per Share | 52,200 | Indirect | Robbins Family 2013 Trust F |
| Common Stock, Par Value $.10 Per Share | 55,000 | Indirect | by GRAT 4 |
Footnotes
- The transaction was executed in multiple trades at prices from $67.93 to $68.39. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices from $67.51 to $68.24. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Excludes 55,000 shares previously held by reporting person which were transferred to GRAT 4 on February 21, 2014.
- Shares transferred by the reporting person to GRAT 4 on February 21, 2014 as discussed in footnote 3.
- Granted as compensation for services.
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