Filing Details
- Accession Number:
- 0001181431-14-008490
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-21 17:29:14
- Reporting Period:
- 2014-02-19
- Filing Date:
- 2014-02-21
- Accepted Time:
- 2014-02-21 17:29:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1038205 | Bank Of The Ozarks Inc | OZRK | State Commercial Banks (6022) | 710556208 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1053048 | Ii G George Gleason | 17901 Chenal Parkway P.o. Box 8811 Little Rock AR 72231-8811 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right To Buy) | Acquisiton | 2014-02-19 | 12,344 | $18.84 | 768,969 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-19 | 12,344 | $62.77 | 756,625 | No | 4 | S | Direct | |
| Employee Stock Option (Right To Buy) | Acquisiton | 2014-02-21 | 10,000 | $18.84 | 766,625 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-21 | 10,000 | $60.00 | 756,625 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-02-19 | 12,344 | $18.84 | 12,344 | $18.84 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-02-21 | 10,000 | $18.84 | 10,000 | $18.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,656 | 2013-10-19 | 2017-10-19 | No | 4 | M | Direct |
| 9,656 | 2013-10-19 | 2017-10-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 78,816 | Indirect | Shares held by Spouse |
| Common Stock | 2,400 | Indirect | Shares held in Trust for Adult Child |
| Common Stock | 1,285,600 | Indirect | Shares held in Gleason Trust |
| Common Stock | 943,049 | Indirect | Shares held in 401(k) at 02/19/2014 |
| Common Stock | 90,062 | Indirect | Shares held by Trust of which Mr. Gleason, his wife and descendants are benficiaries |
Footnotes
- 2,400 shares formerly owned by Mr. Gleason as custodian for one of his adult children were transferred to a trust for the benefit of the adult child, in which Mr. Gleason is not the trustee and has no sole or shared voting or dispositive power over the shares. This transaction is exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to SEC Rule 16a-13.
Billionaire Hedge Funds
