Filing Details
- Accession Number:
- 0001209191-14-013161
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-21 17:05:02
- Reporting Period:
- 2014-02-21
- Filing Date:
- 2014-02-21
- Accepted Time:
- 2014-02-21 17:05:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
722256 | Hudson Valley Holding Corp | HVB | State Commercial Banks (6022) | 133148745 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1593478 | P James Blose | C/O 21 Scarsdale Road Yonkers NY 10707 | Evp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-21 | 100 | $18.68 | 100 | No | 4 | P | Indirect | by IRA |
Common Stock | Acquisiton | 2014-02-21 | 900 | $18.69 | 1,000 | No | 4 | P | Indirect | by IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by IRA |
No | 4 | P | Indirect | by IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Commn Stock | 8,244 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right-to--Buy) | $26.46 | 2006-10-02 | 2006-10-02 | 1,325 | 1,325 | Direct |
Common Stock | Stock Options (Right-to-Buy) | $35.27 | 2007-10-17 | 2017-10-17 | 2,172 | 2,172 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2006-10-02 | 1,325 | 1,325 | Direct |
2017-10-17 | 2,172 | 2,172 | Direct |
Footnotes
- Includes 7,500 shares of Restricted Stock which vest over 4 years on the anniversary of the grant commencing 12/2/2014, at a rate of 20% for each of the first and second years and a rate of 30% for each of the third and fourth years (1,500 shares will vest on each of 12/2/2014 and 12/2/2015 and 2,250 shares will vest on each of 12/2/2016 and 12/2/2017).
- Represents Non-Qualified Stock Options granted under the Issuer's 2002 Stock Option Plan to the Reporting Person in his capacity as an outside legal advisor to the Issuer.