Filing Details
- Accession Number:
- 0001225208-14-005609
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-21 17:00:10
- Reporting Period:
- 2014-02-19
- Filing Date:
- 2014-02-21
- Accepted Time:
- 2014-02-21 17:00:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 30697 | Wendy's Co | WEN | Retail-Eating & Drinking Places (5810) | 380471180 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1551398 | N. John Peters | C/O The Wendy'S Company One Dave Thomas Boulevard Dublin OH 43017 | Svp - North America Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-19 | 100,334 | $6.76 | 158,509 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-19 | 37,928 | $5.02 | 196,437 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-19 | 30,225 | $3.91 | 226,662 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-19 | 7,870 | $4.44 | 234,532 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-19 | 50,000 | $9.45 | 184,532 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-19 | 126,357 | $9.49 | 58,175 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-02-19 | 100,334 | $0.00 | 100,334 | $6.76 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-02-19 | 37,928 | $0.00 | 37,928 | $5.02 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-02-19 | 30,225 | $0.00 | 30,225 | $3.91 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-02-19 | 7,870 | $0.00 | 7,870 | $4.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-04-30 | No | 4 | M | Direct | |
| 18,964 | 2021-06-23 | No | 4 | M | Direct | |
| 0 | 2020-07-08 | No | 4 | M | Direct | |
| 0 | 2019-07-15 | No | 4 | M | Direct |
Footnotes
- With tandem net exercise and tax withholding rights.
- The option vested in three equal installments on May 1, 2009, 2010 and 2011.
- Two-thirds of the option vested in equal installments on June 23, 2012 and 2013, and the remaining one-third of the option vests June 23, 2014, subject to Mr. Peters' continued employment on the vesting date.
- The option vested in two equal installments on July 8, 2012 and 2013.
- The option vested on July 16, 2012.
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