Filing Details
- Accession Number:
- 0001209191-14-013147
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-21 16:47:29
- Reporting Period:
- 2014-02-21
- Filing Date:
- 2014-02-21
- Accepted Time:
- 2014-02-21 16:47:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1360683 | Talmer Bancorp Inc. | TLMR | National Commercial Banks (6021) | 611511150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1026610 | Jr L Wilbur Ross | 319 Clematis Street Room 1000 (10Th Floor) West Palm Beach FL 33401 | Yes | No | Yes | No | |
1128452 | Invesco Private Capital, Inc. | C/O Wl Ross &Amp; Co. Llc 1166 Avenue Of The Americas New York NY 10036 | No | No | Yes | No | |
1202045 | Wl Ross & Co Llc | 1166 Avenue Of The Americas New York NY 10036 | No | No | Yes | No | |
1414643 | Wlr Recovery Fund Iv Lp | C/O Wl Ross &Amp; Co. Llc 1166 Avenue Of The Americas New York NY 10036 | No | No | Yes | No | |
1422834 | Wlr Iv Parallel Esc Lp | C/O Wl Ross &Amp; Co. Llc 1166 Avenue Of The Americas New York NY 10036 | No | No | Yes | No | |
1429294 | Invesco Wlr Iv Associates Llc | C/O Wl Ross &Amp; Co. Llc 1166 Avenue Of The Americas New York NY 10036 | No | No | Yes | No | |
1429295 | Wlr Recovery Associates Iv Llc | C/O Wl Ross &Amp; Co. Llc 1166 Avenue Of The Americas New York NY 10036 | No | No | Yes | No | |
1431790 | Wl Ross Group, L.p. | C/O Wl Ross &Amp; Co. Llc 1166 Avenue Of The Americas New York NY 10036 | No | No | Yes | No | |
1431791 | El Vedado, Llc | 319 Clematis Street Room 1000 (10Th Floor) West Palm Beach FL 33401 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $1.00 Per Share | Disposition | 2014-02-21 | 759,443 | $13.00 | 9,664,579 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
Footnotes
- Reflects the sale of Class A Common Stock of the issuer consisting of 756,405 shares sold by WLR Recovery Fund IV, L.P. and 3,038 shares sold by WLR IV Parallel ESC, L.P. on February 21, 2014 pursuant to the underwriters' full exercise of their option to purchase additional shares of Class A Common Stock in connection with the initial public offering of the issuer.
- Each of the Reporting Persons disclaims beneficial ownership of any securities except to the extent of its pecuniary interest therein.
- WLR Recovery Fund IV, L.P. ("Fund IV") owns 9,625,921 shares of Class A Common Stock of the issuer and warrants to purchase 2,519,298 shares of Class A Common Stock of the issuer (1,616,669 expiring on April 30, 2020, 108,686 expiring on February 21, 2022 and 793,943 expiring on December 27, 2022). Wilbur L. Ross, Jr. is the president and chief executive officer of WL Ross & Co. LLC and the managing member of El Vedado, LLC. El Vedado, LLC is the general partner of WL Ross Group, L.P., which in turn is the managing member of WLR Recovery Associates IV LLC. WLR Recovery Associates IV LLC is the general partner of Fund IV. WL Ross & Co. LLC serves as the investment manager to Fund IV. Accordingly, each of WL Ross & Co. LLC, Wilbur L. Ross, Jr., El Vedado, LLC, WL Ross Group, L.P. and WLR Recovery Associates IV LLC may be deemed to be a beneficial owner of some or all the shares of Class A Common Stock owned by Fund IV.
- (FN 3 con'td) WLR IV Parallel ESC, L.P. (the "Parallel Fund") owns 38,658 shares of Class A Common Stock of the issuer and warrants to purchase 10,118 shares of Class A Common Stock of the issuer (6,493 expiring on April 30, 2020, 436 expiring on February 21, 2022 and 3,189 expiring on December 27, 2022). Wilbur L. Ross, Jr. is the managing member of El Vedado, LLC and the chairman and president of Invesco Private Capital, Inc. El Vedado, LLC is the general partner of WL Ross Group, L.P., which in turn is the managing member of WLR Recovery Associates IV LLC. Invesco Private Capital, Inc. is the managing member of INVESCO WLR IV Associates LLC, which in turn is the general partner of the Parallel Fund.
- (FN 4 cont'd) INVESCO WLR IV Associates LLC and WLR Recovery Associates IV LLC have entered into a parallel investment agreement pursuant to which WLR Recovery Associates IV LLC has been appointed as representative and attorney of the Parallel Fund to, among other things, exercise all rights, powers and privileges with respect to the Class A Common Stock owned by the Parallel Fund and to take whatever action, including voting such Class A Common Stock, as WLR Recovery Associates IV LLC in its discretion deems fit. Accordingly, each of Wilbur L. Ross, Jr., El Vedado, LLC, WL Ross Group, L.P., WLR Recovery Associates IV LLC, Invesco Private Capital, Inc. and INVESCO WLR IV Associates LLC may be deemed to be a beneficial owner of some or all the shares of Class A Common Stock owned by the Parallel Fund.