Filing Details
- Accession Number:
- 0001209191-14-013070
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-21 16:09:26
- Reporting Period:
- 2014-02-20
- Filing Date:
- 2014-02-21
- Accepted Time:
- 2014-02-21 16:09:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1453619 | Richard Cantor | 7 World Trade Center 250 Greenwich Street New York NY 10007 | Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-20 | 25,672 | $26.78 | 90,099 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-20 | 25,672 | $79.02 | 64,427 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-20 | 16,080 | $41.69 | 80,507 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-20 | 16,080 | $79.03 | 64,427 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-02-20 | 25,672 | $0.00 | 25,672 | $26.78 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-02-20 | 16,080 | $0.00 | 16,080 | $41.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-09 | 2020-02-09 | No | 4 | M | Direct |
| 0 | 2006-02-22 | 2015-02-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 0 | Indirect | 401-K |
Footnotes
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$78.89 to $79.12. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- As of last statement dated December 31, 2013.
- One fourth of the options vested each year beginning with the date indicated.
Billionaire Hedge Funds
