Filing Details
- Accession Number:
- 0001181431-14-008360
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-21 15:14:32
- Reporting Period:
- 2014-02-19
- Filing Date:
- 2014-02-21
- Accepted Time:
- 2014-02-21 15:14:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1367920 | Concert Pharmaceuticals Inc. | CNCE | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1028348 | Brookside Capital Partners Fund Lp | John Hancock Tower, 200 Clarendon Street Boston MA 02116 | No | No | Yes | No | |
1056548 | P L Investors Capital Brookside | John Hancock Tower, 200 Clarendon Street Boston MA 02116 | No | No | Yes | No | |
1156175 | Brookside Capital Management Llc | John Hancock Tower, 200 Clarendon Street Boston MA 02116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-19 | 761,062 | $0.00 | 793,851 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-02-19 | 353,982 | $0.00 | 1,147,833 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-02-19 | 350,000 | $14.00 | 1,497,833 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | SERIES B CONVERTIBLE PREFERRED STOCK | Disposition | 2014-02-19 | 4,300,000 | $0.00 | 761,062 | $0.00 |
Common Stock | SERIES C CONVERTIBLE PREFERRED STOCK | Disposition | 2014-02-19 | 2,000,000 | $0.00 | 353,982 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The Series B and Series C Convertible Preferred Stock converted into Common Stock on a 1-for-5.65 basis upon the closing of the Issuer's initial public offering without payment of consideration.
- Brookside Capital Management, LLC ("BCM") is the sole general partner of Brookside Capital Investors, L.P. ("BCI"). BCI is the sole general partner of Brookside Capital Partners Fund, L.P. ("BCPF"). BCM and BCI each may be deemed to share voting dispositive powers with respect to the shares held by BCPF. Each of BCM and BCI disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest therein.
- Not applicable.