Filing Details
- Accession Number:
- 0001340231-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-21 13:02:19
- Reporting Period:
- 2014-02-20
- Filing Date:
- 2014-02-21
- Accepted Time:
- 2014-02-21 13:02:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1108967 | Cui Global Inc. | CUI | Services-Advertising (7310) | 841463284 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1340231 | J William Clough | Cui Global, Inc. 20050 Sw 112 Avenue Tualatin OR 97062 | President/Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-20 | 17,814 | $4.56 | 31,147 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-20 | 9,557 | $4.56 | 21,590 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-20 | 3,300 | $0.00 | 18,290 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Purchase Option | Disposition | 2014-02-20 | 17,814 | $8.50 | 17,814 | $4.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 638,417 | 2014-02-20 | 2022-04-16 | No | 4 | F | Direct |
Footnotes
- Filer exercised a cashless option to purchase common stock at a strike price of $4.56.
- Filer exercised an option to purchase 17,814 shares of common stock; 9,557 common shares were returned to the company as consideration for the cashless exercise; 8,257 shares of common stock were issued to the Filer.
- Filer conveyed shares pursuant to a domestic relation's order.
Billionaire Hedge Funds
