Filing Details
- Accession Number:
- 0001019687-14-000599
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-02-21 10:25:43
- Reporting Period:
- 2008-05-14
- Filing Date:
- 2014-02-21
- Accepted Time:
- 2014-02-21 10:25:43
- Original Submission Date:
- 2012-05-08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 811222 | Cardiff International Inc | CDIF | Services-Prepackaged Software (7372) | 841044583 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1342918 | Daniel Thompson | 16255 Ventura Blvd., Suite 525 Encino CA 91436 | Chairman, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2008-05-14 | 250,000 | $0.00 | 1,228,528 | No | 4 | H | Direct | |
| Common Stock | Disposition | 2011-06-23 | 1,300 | $0.03 | 1,227,228 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | H | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Warrants | Stock Options (right to buy) | Acquisiton | 2010-02-03 | 3,000,000 | $0.00 | 3,000,000 | $0.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,000,000 | 2010-02-03 | 2015-02-03 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,600,000 | Indirect | Family Trust |
Footnotes
- 250,000 shares were surrendered to the issuer for cancellation on 05/14/2008.
- The trustee of Mr. Thompson's family trust sold 1,300 shares to pay trustee's fees on June 23, 2011. Mr. Thompson did not authorize this involuntary transaction.
- Stock Purchase Warrant issued to Director and Officer of the Issuer pursuant to terms of employment.
Billionaire Hedge Funds
