Filing Details
- Accession Number:
- 0001246360-14-001287
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-21 09:42:16
- Reporting Period:
- 2014-02-19
- Filing Date:
- 2014-02-21
- Accepted Time:
- 2014-02-21 09:42:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 800459 | Harman International Industries Inc | HAR | Household Audio & Video Equipment (3651) | 112534306 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1360224 | C Dinesh Paliwal | C/O Harman International Industries, Inc 400 Atlantic Street, Suite 1500 Stamford CT 06901 | Chairman, President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-19 | 7,541 | $87.58 | 88,981 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-19 | 7,541 | $104.00 | 81,440 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-20 | 41,653 | $87.58 | 123,093 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-20 | 41,653 | $103.67 | 81,440 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-02-19 | 7,541 | $0.00 | 7,541 | $87.58 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-02-20 | 41,653 | $0.00 | 41,653 | $87.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 41,653 | 2017-10-18 | No | 4 | M | Direct | |
| 0 | 2017-10-18 | No | 4 | M | Direct |
Footnotes
- Options vest in five equal annual installments commencing one year from the date of grant.
Billionaire Hedge Funds
