Filing Details
- Accession Number:
- 0001002225-14-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-20 19:18:27
- Reporting Period:
- 2014-02-18
- Filing Date:
- 2014-02-20
- Accepted Time:
- 2014-02-20 19:18:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1309147 | Peter David Hess | 600 Townsend Street San Francisco CA 94103 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-18 | 7,500 | $7.84 | 69,210 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-18 | 1,900 | $30.97 | 67,310 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-02-18 | 2,104 | $30.97 | 65,206 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-02-20 | 3,497 | $30.70 | 61,709 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2014-02-18 | 7,500 | $0.00 | 7,500 | $7.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 63,935 | 2007-03-14 | 2016-03-14 | No | 4 | M | Direct |
Footnotes
- Transaction pursuant to 10b5-1 plan dated 13 November 2013
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
- Shares traded for taxes. No open market activity.
- 50% of the shares subject to the Restricted Stock Unit shall vest at 24 months, remaining 50% vest at 48 months from grant subject to the employee continuing to be a Service Provider on such dates.
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