Filing Details
- Accession Number:
- 0001209191-14-012640
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-20 18:36:47
- Reporting Period:
- 2014-02-18
- Filing Date:
- 2014-02-20
- Accepted Time:
- 2014-02-20 18:36:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1340652 | Chemocentryx Inc. | CCXI | Pharmaceutical Preparations (2834) | 943254365 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1423084 | J. Thomas Schall | C/O Chemocentryx, Inc. 850 Maude Avenue Mountain View CA 94043 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-18 | 20,000 | $0.60 | 2,168,707 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-18 | 20,000 | $7.05 | 2,148,707 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2014-02-18 | 20,000 | $0.00 | 20,000 | $0.60 |
Common Stock | Stock Option (right to buy) | Acquisiton | 2014-02-19 | 395,000 | $0.00 | 395,000 | $7.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
80,000 | 2004-05-13 | 2014-05-13 | No | 4 | M | Direct |
395,000 | 2024-02-19 | No | 4 | A | Direct |
Footnotes
- Includes 20 shares that were inadvertently omitted from the Reporting Person's prior Form 4 filed on July 17, 2013.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Shares sold are associated with stock options which will expire in May 2014.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $7.00 to $7.14 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- As of February 18, 2014 and prior to this transaction, the option fully vested.
- The option was granted on February 19, 2014. 25% of the total number of shares of common stock subject to the option will vest on January 1, 2015, and 1/48th of the total number of shares of common stock subject to the option will vest monthly thereafter, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.