Filing Details

Accession Number:
0001209191-14-012640
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-20 18:36:47
Reporting Period:
2014-02-18
Filing Date:
2014-02-20
Accepted Time:
2014-02-20 18:36:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1340652 Chemocentryx Inc. CCXI Pharmaceutical Preparations (2834) 943254365
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1423084 J. Thomas Schall C/O Chemocentryx, Inc.
850 Maude Avenue
Mountain View CA 94043
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-18 20,000 $0.60 2,168,707 No 4 M Direct
Common Stock Disposition 2014-02-18 20,000 $7.05 2,148,707 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2014-02-18 20,000 $0.00 20,000 $0.60
Common Stock Stock Option (right to buy) Acquisiton 2014-02-19 395,000 $0.00 395,000 $7.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
80,000 2004-05-13 2014-05-13 No 4 M Direct
395,000 2024-02-19 No 4 A Direct
Footnotes
  1. Includes 20 shares that were inadvertently omitted from the Reporting Person's prior Form 4 filed on July 17, 2013.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  3. Shares sold are associated with stock options which will expire in May 2014.
  4. Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $7.00 to $7.14 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
  5. As of February 18, 2014 and prior to this transaction, the option fully vested.
  6. The option was granted on February 19, 2014. 25% of the total number of shares of common stock subject to the option will vest on January 1, 2015, and 1/48th of the total number of shares of common stock subject to the option will vest monthly thereafter, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.