Filing Details
- Accession Number:
- 0001424422-14-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-20 18:19:39
- Reporting Period:
- 2014-02-18
- Filing Date:
- 2014-02-20
- Accepted Time:
- 2014-02-20 18:19:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 890394 | Mosys Inc. | MOSY | Semiconductors & Related Devices (3674) | 770291941 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278673 | Tommy Eng | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-18 | 10,000 | $4.14 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-18 | 10,000 | $4.63 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-19 | 5,000 | $3.88 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-19 | 5,000 | $4.52 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-20 | 5,000 | $3.88 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-20 | 5,000 | $4.50 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to purchase common stock | Disposition | 2014-02-18 | 10,000 | $4.14 | 10,000 | $4.14 |
| Common Stock | Option to purchase common stock | Disposition | 2014-02-19 | 5,000 | $3.88 | 5,000 | $3.88 |
| Common Stock | Option to purchase common stock | Disposition | 2014-02-20 | 5,000 | $3.88 | 5,000 | $3.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 280,000 | 2009-07-24 | 2014-07-24 | No | 4 | M | Direct |
| 275,000 | 2005-08-12 | 2014-08-12 | No | 4 | M | Direct |
| 270,000 | 2005-08-12 | 2014-08-12 | No | 4 | M | Direct |
Billionaire Hedge Funds
