Filing Details
- Accession Number:
- 0001209191-14-012554
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-20 17:39:22
- Reporting Period:
- 2014-02-18
- Filing Date:
- 2014-02-20
- Accepted Time:
- 2014-02-20 17:39:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1428669 | Solarwinds Inc. | SWI | Services-Prepackaged Software (7372) | 731559348 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1431565 | Barton James Kalsu | C/O Solarwinds, Inc. 3711 S. Mopac Expy., Bldg. Two Austin TX 78746 | Evp & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-18 | 21,459 | $4.35 | 89,408 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-02-18 | 25,400 | $10.00 | 114,808 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-18 | 46,859 | $44.22 | 67,949 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-02-18 | 21,459 | $0.00 | 21,459 | $4.35 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-02-18 | 25,400 | $0.00 | 25,400 | $10.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,338 | 2017-10-25 | No | 4 | M | Direct | |
24,587 | 2019-04-23 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $44.15 to $44.38, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.
- 1/4th of the shares subject to the grant vested and became exercisable on August 27, 2008 and 1/48th of the shares vested and became exercisable each month thereafter.
- 1/4th of the shares subject to the grant vested and became exercisable on April 23, 2010 and 1/48th of the shares vested and became exercisable each month thereafter.