Filing Details
- Accession Number:
- 0001140361-14-008831
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-20 16:38:18
- Reporting Period:
- 2014-02-18
- Filing Date:
- 2014-02-20
- Accepted Time:
- 2014-02-20 16:38:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 899629 | Acadia Realty Trust | AKR | Real Estate Investment Trusts (6798) | 232715194 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218913 | Joseph Napolitano | C/O Acadia Realty Trust 1311 Mamaroneck Avenue, Suite 260 White Plains NY 10605 | Sr. Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial Interest - $.001 Par Value | Acquisiton | 2014-02-18 | 12,000 | $0.00 | 12,118 | No | 4 | C | Direct | |
| Common Shares Of Beneficial Interest - $.001 Par Value | Disposition | 2014-02-19 | 12,000 | $26.32 | 118 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Operating Partnership Units | Limited Partnership Units | Disposition | 2014-02-18 | 12,000 | $0.00 | 12,000 | $0.00 |
| Operating Partnership Units | Operating Partnership Units | Acquisiton | 2014-02-18 | 12,000 | $0.00 | 12,000 | $0.00 |
| Common Shares | Operating Partnership Units | Disposition | 2014-02-18 | 12,000 | $0.00 | 12,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 73,690 | No | 4 | C | Direct | ||
| 12,000 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- These limited partnership units ("LTIP Units") in Acadia Realty Limited Partnership ("ARLP") represent a portion of the LTIPs that were granted to Mr. Napolitano in January, 2008, and March, 2009, which vested in accordance with the terms of each grant. The LTIPs are exchangeable on a 1:1 basis for common operating partnership units of ARLP ("OP Units") which, in turn, are exchangeable on a 1:1 basis for common shares of beneficial interest of Acadia Realty Trust. There is no expiration date for the conversion of LTIP Units or OP Units.
- These shares were sold in 38 separate sales transactions at a weighted average sales price of $26.32. The actual price at which these shares were sold range from $26.25 to $26.52 per share. Mr. Napolitano will provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full, detailed information regarding the number of shares sold at each separate price.
- This number represents the total number of Common Shares (all vested) held by Mr. Napolitano at this time.
- This number represents the total number of LTIP Units (33,979 vested and 39,711 unvested) held by Mr. Napolitano following the conversion of 12,000 LTIP Units into an equal number of OP Units, as reported in this Form 4.
- This number represents the total number of OP Units held by Mr. Napolitano following the conversion of 12,000 LTIP Units into an equal number of OP Units, as reported in this Form 4.
- This number represents the total number of OP Units held by Mr. Napolitano following the conversion of 12,000 OP Units into an equal number of Common Shares, as reported in this Form 4.
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