Filing Details
- Accession Number:
- 0001533932-14-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-20 16:19:58
- Reporting Period:
- 2014-02-18
- Filing Date:
- 2014-02-20
- Accepted Time:
- 2014-02-20 16:19:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1533932 | Vantiv Inc. | VNTV | Services-Business Services, Nec (7389) | 264532998 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1374975 | Royal Cole | C/O Vantiv, Inc. 8500 Governor'S Hill Drive Cincinnati OH 45249-1384 | President, Fin. Institutions | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2014-02-18 | 9,800 | $31.56 | 177,457 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2014-02-18 | 33,076 | $0.00 | 33,076 | $31.02 |
Class A Common Stock | Restricted Stock Units 2014 | Acquisiton | 2014-02-18 | 4,835 | $0.00 | 4,835 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
33,076 | 2024-02-18 | No | 4 | A | Direct | |
4,835 | No | 4 | A | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | $21.95 | 2023-02-27 | 42,816 | 42,816 | Direct | |
Class A Common Stock | Restricted Stock Units | $0.00 | 6,924 | 6,924 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-02-27 | 42,816 | 42,816 | Direct |
6,924 | 6,924 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2013.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $31.62, inclusive. The reporting person undertakes to provide to Vantiv, Inc., any security holder of Vantiv, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- The option vests in four equal annual installments beginning February 18, 2015.
- Each restricted stock unit represents a contingent right to receive one share of Vantiv, Inc. Class A Common Stock.
- The restricted stock units vest in four equal annual installments beginning February 18, 2015.
- The option vests in four equal annual installments beginning on February 27, 2014.
- The restricted stock units vest in four equal annual installments beginning February 27, 2014.