Filing Details

Accession Number:
0001533932-14-000051
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-20 16:19:58
Reporting Period:
2014-02-18
Filing Date:
2014-02-20
Accepted Time:
2014-02-20 16:19:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1533932 Vantiv Inc. VNTV Services-Business Services, Nec (7389) 264532998
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1374975 Royal Cole C/O Vantiv, Inc.
8500 Governor'S Hill Drive
Cincinnati OH 45249-1384
President, Fin. Institutions No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2014-02-18 9,800 $31.56 177,457 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Acquisiton 2014-02-18 33,076 $0.00 33,076 $31.02
Class A Common Stock Restricted Stock Units 2014 Acquisiton 2014-02-18 4,835 $0.00 4,835 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
33,076 2024-02-18 No 4 A Direct
4,835 No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Employee Stock Option (right to buy) $21.95 2023-02-27 42,816 42,816 Direct
Class A Common Stock Restricted Stock Units $0.00 6,924 6,924 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-02-27 42,816 42,816 Direct
6,924 6,924 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2013.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $31.62, inclusive. The reporting person undertakes to provide to Vantiv, Inc., any security holder of Vantiv, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
  3. The option vests in four equal annual installments beginning February 18, 2015.
  4. Each restricted stock unit represents a contingent right to receive one share of Vantiv, Inc. Class A Common Stock.
  5. The restricted stock units vest in four equal annual installments beginning February 18, 2015.
  6. The option vests in four equal annual installments beginning on February 27, 2014.
  7. The restricted stock units vest in four equal annual installments beginning February 27, 2014.