Filing Details
- Accession Number:
- 0001209191-14-012279
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-20 15:27:52
- Reporting Period:
- 2013-09-24
- Filing Date:
- 2014-02-20
- Accepted Time:
- 2014-02-20 15:27:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1399529 | Dicerna Pharmaceuticals Inc | DRNA | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1259856 | Douglas Fambrough | C/O Dicerna Pharmaceuticals, Inc. 480 Arsenal Street, Bldg 1, Suite 120 Watertown MA 02472 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-11 | 9,300 | $3.42 | 12,300 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-01-29 | 5,000 | $15.00 | 17,300 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-11 | 4,950 | $0.00 | 4,950 | $3.42 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-11 | 4,350 | $0.00 | 4,350 | $3.42 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-09-24 | 281,250 | $0.00 | 281,250 | $3.42 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-09-24 | 281,250 | $0.00 | 281,250 | $3.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,050 | 2020-06-08 | No | 4 | M | Direct | |
| 1,450 | 2020-10-14 | No | 4 | M | Direct | |
| 281,250 | 2023-09-24 | No | 4 | A | Direct | |
| 281,250 | 2023-09-24 | No | 4 | A | Direct |
Footnotes
- 20% vests 05/06/2011 and 20% vests on last day of month for 12 months thereafter. Remaining 60% vests over 24 months thereafter on last day of month.
- 20% vests on 08/05/2011 and 20% vests in installments on 5th day of month for 12 months thereafter. Remaining 60% vests over 24 months thereafter.
- The vesting of this option is subject to achievement of pre-established performance goals.
- Vests 1/48 monthly on last day of each month with a vesting start date of 07/30/2013.
Billionaire Hedge Funds
