Filing Details

Accession Number:
0001140361-14-008773
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-20 15:07:33
Reporting Period:
2014-02-18
Filing Date:
2014-02-20
Accepted Time:
2014-02-20 15:07:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1421517 Energy Recovery Inc. ERII Special Industry Machinery, Nec (3559) 010616867
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1429459 Peter Ole Lorentzen Postboks A, Bygd0Y
Oslo Q8 0211
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2014-02-18 100,000 $4.17 6,199,227 No 4 P Indirect See Note
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Note
Footnotes
  1. The filing persons are Ole Peter Lorentzen and Ludvig Lorentzen AS. Mr. Lorentzen is the controlling owner of Ludvig Lorentzen AS. The Issuer's Common Shares reported on this Form 4 as being beneficially owned by Mr. Lorentzen include 5,408,893 Common Shares held by Ludvig Lorentzen AS and Common Shares held by other accounts controlled by Mr. Lorentzen. The filing persons disclaim beneficial ownership of the securities reported on this Form 4 except to the extent of their pecuniary interest therein.