Filing Details
- Accession Number:
- 0000855658-14-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-20 15:04:44
- Reporting Period:
- 2014-02-18
- Filing Date:
- 2014-02-20
- Accepted Time:
- 2014-02-20 15:04:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
855658 | Lattice Semiconductor Corp | LSCC | Semiconductors & Related Devices (3674) | 930835214 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1465819 | Hans Schwarz | 5555 N.e. Moore Ct. Hillsboro OR 97124 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-18 | 90,000 | $2.29 | 128,589 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-18 | 90,000 | $7.64 | 38,589 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-18 | 22,500 | $5.44 | 61,089 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-18 | 22,500 | $7.64 | 38,589 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-18 | 90,000 | $0.00 | 90,000 | $2.29 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-18 | 22,500 | $0.00 | 22,500 | $5.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-08-04 | 2019-08-04 | No | 4 | M | Direct |
0 | 2012-11-06 | 2020-08-06 | No | 4 | M | Direct |
Footnotes
- The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $7.525 to $7.695.
- This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option vest immediately on grant date, and 6.25% of the total amount of shares subject to the option vest each three months thereafter until all shares are vested on 8/4/12.
- This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option vest on 11/6/2012. 25% of the total amount of shares subject to the option vest each three months thereafter until all shares are vested on 8/6/2013.