Filing Details
- Accession Number:
- 0001181431-14-007815
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-19 21:04:41
- Reporting Period:
- 2014-02-18
- Filing Date:
- 2014-02-19
- Accepted Time:
- 2014-02-19 21:04:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1288469 | Maxlinear Inc | MXL | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1478340 | Kishore Seendripu | 2051 Palomar Airport Road Suite 100 Carlsbad CA 92011 | President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock (Par Value $0.0001) | Acquisiton | 2014-02-18 | 12,500 | $0.00 | 12,500 | No | 4 | C | Indirect | See footnoe |
Class A Common Stock (Par Value $0.0001) | Disposition | 2014-02-18 | 12,500 | $9.68 | 0 | No | 4 | S | Indirect | See footnote |
Class A Common Stock (Par Value $0.0001) | Acquisiton | 2014-02-19 | 12,500 | $0.00 | 12,500 | No | 4 | C | Indirect | See footnote |
Class A Common Stock (Par Value $0.0001) | Disposition | 2014-02-19 | 12,500 | $9.55 | 0 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnoe |
No | 4 | S | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock (Par Value $0.0001) | Class B Common Stock (convertible into Class A Common Stock) | Disposition | 2014-02-18 | 12,500 | $0.00 | 12,500 | $0.00 |
Class A Common Stock (Par Value $0.0001) | Class B Common Stock (convertible into Class A Common Stock) | Disposition | 2014-02-19 | 12,500 | $0.00 | 12,500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,716,711 | No | 4 | C | Indirect | ||
3,704,211 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock (Par Value $0.0001) | 62,847 | Direct |
Footnotes
- Reflects shares of Class B Common Stock converted into an equivalent number of shares of Class A Common Stock pursuant to a power of attorney granted by the Reporting Person on September 6, 2013 in connection with the adoption of a Rule 10b5-1 trading plan.
- Shares held directly by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2013.
- Represents the weighted average share price of an aggregate total of 12,500 shares sold in the price range of $9.47 to $9.84 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- Represents the weighted average share price of an aggregate total of 12,500 shares sold in the price range of $9.45 to $9.64 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- Each share of Class B common stock is convertible into on share of Class A Common Stock, which is publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock.