Filing Details
- Accession Number:
- 0001354217-14-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-19 19:38:22
- Reporting Period:
- 2014-02-14
- Filing Date:
- 2014-02-19
- Accepted Time:
- 2014-02-19 19:38:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1354217 | Volcano Corp | VOLC | Electromedical & Electrotherapeutic Apparatus (3845) | 330928885 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1365300 | J Jorge Quinoy | 3721 Valley Centre Drive, Suite 500 San Diego CA 92130 | Pres. Us & Aplac Comm Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-14 | 3,125 | $0.00 | 113,338 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-18 | 343 | $21.61 | 112,995 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-18 | 1,014 | $21.86 | 111,981 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-18 | 800 | $22.00 | 111,181 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-19 | 4,200 | $22.00 | 106,981 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2014-02-14 | 3,125 | $0.00 | 3,125 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,125 | No | 4 | M | Direct |
Footnotes
- Sale made by the Reporting Person in compliance with the provisions of Rule 10b5-1 to satisfy tax withholding obligations in connection with the partial vesting of Performance Restricted Stock Units on February 12, 2014.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.60 to $21.62, inclusive. The reporting person undertakes to provide to Volcano Corporation, any security holder of Volcano Corporation, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- Sale made by the Reporting Person in compliance with the provisions of Rule 10b5-1 to satisfy tax withholding obligations in connection with the partial vesting of Restricted Stock Unit awards on February 14, 2014.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.85 to $21.87, inclusive. The reporting person undertakes to provide to Volcano Corporation, any security holder of Volcano Corporation, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
- The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted on June 7, 2012.
- The restricted units were granted on February 15, 2011. The restricted units vest in equal annual installments (25%) over a period of four years, subject to continuous service.