Filing Details
- Accession Number:
- 0001354217-14-000069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-19 19:38:41
- Reporting Period:
- 2014-02-14
- Filing Date:
- 2014-02-19
- Accepted Time:
- 2014-02-19 19:38:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1354217 | Volcano Corp | VOLC | Electromedical & Electrotherapeutic Apparatus (3845) | 330928885 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1504783 | Darin Lippoldt | 3721 Valley Centre Drive, Suite 500 San Diego CA 92130 | Exec. Vp General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-02-14 | 307 | $21.36 | 4,085 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-14 | 700 | $0.00 | 4,785 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-18 | 310 | $21.36 | 4,475 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2014-02-14 | 700 | $0.00 | 700 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
700 | No | 4 | M | Direct |
Footnotes
- Sale made by the Reporting Person in compliance with the provisions of Rule 10b5-1 to satisfy tax withholding obligations in connection with the partial vesting of Performance Stock Unit awards on February 12, 2014.
- Sale made by the Reporting Person in compliance with the provisions of Rule 10b5-1 to satisfy tax withholding obligations in connection with the partial vesting of Restricted Stock Unit awards.
- The restricted stock units were granted on February 15, 2011. 25% of the restricted stock units vested in equal annual installments over a period of four years, contingent upon continous service.