Filing Details
- Accession Number:
- 0001359804-14-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-19 19:32:43
- Reporting Period:
- 2014-02-15
- Filing Date:
- 2014-02-19
- Accepted Time:
- 2014-02-19 19:32:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1018724 | Amazon Com Inc | AMZN | Retail-Catalog & Mail-Order Houses (5961) | 911646860 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1557979 | David Zapolsky | Po Box 81226 Seattle WA 98108-1226 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Acquisiton | 2014-02-15 | 1,142 | $0.00 | 1,142 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Acquisiton | 2014-02-15 | 483 | $0.00 | 1,625 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Acquisiton | 2014-02-15 | 603 | $0.00 | 2,228 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2014-02-18 | 383 | $350.48 | 1,845 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2014-02-18 | 359 | $352.49 | 1,486 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2014-02-18 | 300 | $353.54 | 1,186 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2014-02-18 | 100 | $354.30 | 1,086 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2014-02-15 | 1,142 | $0.00 | 1,142 | $0.00 |
Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2014-02-15 | 483 | $0.00 | 483 | $0.00 |
Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2014-02-15 | 603 | $0.00 | 603 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-05-15 | 2014-02-15 | No | 4 | M | Direct |
0 | 2011-05-15 | 2014-02-15 | No | 4 | M | Direct |
11,566 | 2013-05-15 | 2018-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.01 Per Share | 67 | Indirect | Held by the reporting person's Amazon.com 401(k) plan account |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents the weighted average sale price. The highest price at which shares were sold was $350.82 and the lowest price at which shares were sold was $350.10.
- Represents the weighted average sale price. The highest price at which shares were sold was $352.79 and the lowest price at which shares were sold was $352.24.
- Represents the weighted average sale price. The highest price at which shares were sold was $353.76 and the lowest price at which shares were sold was $353.24.
- Converts into Common Stock on a one-for-one basis.
- This award vested at the rate of 1,517 shares on each of May 15, 2012, August 15, 2012, and November 15, 2012; 1,518 shares on February 15, 2013; 1,141 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; and 1,142 shares on February 15, 2014.
- This award vested at the rate of 37 shares on each of May 15, 2011, August 15, 2011, and November 15, 2011; 35 shares on February 15, 2012; 603 shares on each of May 15, 2012, August 15, 2012, November 15, 2012, and February 15, 2013; and 483 shares on each of May 15, 2013, August 15, 2013, November 15, 2013, and February 15, 2014.
- This award vests upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 604 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 603 shares on February 15, 2014; 866 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 573 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 451 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; 450 shares on February 15, 2017; 1,002 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; and 1,001 shares on February 15, 2018.