Filing Details

Accession Number:
0001359804-14-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-19 19:32:43
Reporting Period:
2014-02-15
Filing Date:
2014-02-19
Accepted Time:
2014-02-19 19:32:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1018724 Amazon Com Inc AMZN Retail-Catalog & Mail-Order Houses (5961) 911646860
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1557979 David Zapolsky Po Box 81226
Seattle WA 98108-1226
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share Acquisiton 2014-02-15 1,142 $0.00 1,142 No 4 M Direct
Common Stock, Par Value $.01 Per Share Acquisiton 2014-02-15 483 $0.00 1,625 No 4 M Direct
Common Stock, Par Value $.01 Per Share Acquisiton 2014-02-15 603 $0.00 2,228 No 4 M Direct
Common Stock, Par Value $.01 Per Share Disposition 2014-02-18 383 $350.48 1,845 No 4 S Direct
Common Stock, Par Value $.01 Per Share Disposition 2014-02-18 359 $352.49 1,486 No 4 S Direct
Common Stock, Par Value $.01 Per Share Disposition 2014-02-18 300 $353.54 1,186 No 4 S Direct
Common Stock, Par Value $.01 Per Share Disposition 2014-02-18 100 $354.30 1,086 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.01 Per Share Restricted Stock Unit Award Disposition 2014-02-15 1,142 $0.00 1,142 $0.00
Common Stock, Par Value $.01 Per Share Restricted Stock Unit Award Disposition 2014-02-15 483 $0.00 483 $0.00
Common Stock, Par Value $.01 Per Share Restricted Stock Unit Award Disposition 2014-02-15 603 $0.00 603 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-05-15 2014-02-15 No 4 M Direct
0 2011-05-15 2014-02-15 No 4 M Direct
11,566 2013-05-15 2018-02-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share 67 Indirect Held by the reporting person's Amazon.com 401(k) plan account
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. Represents the weighted average sale price. The highest price at which shares were sold was $350.82 and the lowest price at which shares were sold was $350.10.
  3. Represents the weighted average sale price. The highest price at which shares were sold was $352.79 and the lowest price at which shares were sold was $352.24.
  4. Represents the weighted average sale price. The highest price at which shares were sold was $353.76 and the lowest price at which shares were sold was $353.24.
  5. Converts into Common Stock on a one-for-one basis.
  6. This award vested at the rate of 1,517 shares on each of May 15, 2012, August 15, 2012, and November 15, 2012; 1,518 shares on February 15, 2013; 1,141 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; and 1,142 shares on February 15, 2014.
  7. This award vested at the rate of 37 shares on each of May 15, 2011, August 15, 2011, and November 15, 2011; 35 shares on February 15, 2012; 603 shares on each of May 15, 2012, August 15, 2012, November 15, 2012, and February 15, 2013; and 483 shares on each of May 15, 2013, August 15, 2013, November 15, 2013, and February 15, 2014.
  8. This award vests upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 604 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 603 shares on February 15, 2014; 866 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 573 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 451 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; 450 shares on February 15, 2017; 1,002 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; and 1,001 shares on February 15, 2018.