Filing Details
- Accession Number:
- 0001545393-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-19 19:12:07
- Reporting Period:
- 2014-02-14
- Filing Date:
- 2014-02-19
- Accepted Time:
- 2014-02-19 19:12:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 106640 | Whirlpool Corp | WHR | Household Appliances (3630) | 381490038 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1545393 | Carlos Joao Brega | Whirlpool Corporation 2000 M-63N Benton Harbor MI 49022 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-02-14 | 13,000 | $140.00 | 10,148 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-14 | 1,439 | $0.00 | 11,587 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Restricted Stock Units | Disposition | 2014-02-14 | 1,439 | $0.00 | 1,439 | $0.00 |
| Common | Restricted Stock Units | Acquisiton | 2014-02-17 | 1,504 | $0.00 | 1,504 | $0.00 |
| Common | Employee Stock Option (RIght to Buy) | Acquisiton | 2014-02-17 | 4,952 | $0.00 | 4,952 | $138.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 1,504 | No | 4 | A | Direct | ||
| 4,952 | 2024-02-17 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 326 | Direct |
Footnotes
- Vesting of restricted stock unit award for the 2011 performance period made pursuant under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- As of 12/15/2013, the latest date for which information is reasonably available, there are 326.409 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.
- Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/17/2015; one-third on 02/17/2016; and one-third on 02/17/2017.
- Options will vest and become exercisable as follows: one-third on 02/17/2015; one-third on 02/17/2016; and one-third on 02/17/2017.
Billionaire Hedge Funds
