Filing Details

Accession Number:
0001127602-14-007157
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-19 17:36:05
Reporting Period:
2014-02-14
Filing Date:
2014-02-19
Accepted Time:
2014-02-19 17:36:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
72741 Northeast Utilities NU Electric Services (4911) 042147929
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1210329 A Paul Lacamera C/O Northeast Utilities
One Federal Street, Building 111-4
Springfield MA 01105
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, $5.00 Par Value Disposition 2014-02-14 1,459 $44.91 5,015 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares, $5.00 Par Value Phantom Shares $0.00 36,954 36,954 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
36,954 36,954 Direct
Footnotes
  1. The reporting person's total includes restricted share units and shares, receipt of all of which has been deferred, and dividend equivalents thereon.
  2. Reporting Person's deferred compensation under the NSTAR Trustees' Deferred Plan, a non-qualified plan, which was merged into the NU Deferred Compensation Plan effective January 1, 2014, which deferred compensation is nominally invested as common shares. Each phantom share represents the right to receive one NU Common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend equivalents exempt from the line item reporting under SEC Rule 16a-11.