Filing Details
- Accession Number:
- 0001225208-14-005140
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-19 17:17:52
- Reporting Period:
- 2014-02-14
- Filing Date:
- 2014-02-19
- Accepted Time:
- 2014-02-19 17:17:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1368458 | Sally Beauty Holdings Inc. | SBH | Retail-Retail Stores, Nec (5990) | 362257936 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1328443 | Gary Winterhalter | C/O Sally Beauty Holdings, Inc. 3001 Colorado Blvd Denton TX 76210 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-14 | 260,713 | $9.66 | 331,604 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-14 | 260,713 | $28.57 | 70,891 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-18 | 3,748 | $9.66 | 74,639 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-18 | 700 | $28.51 | 73,939 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-18 | 3,048 | $28.50 | 70,891 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-19 | 125,710 | $9.66 | 196,601 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-19 | 125,710 | $28.42 | 70,891 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 40,000 | $28.56 | 85,966 | No | 4 | S | Indirect | by trust B |
Common Stock | Disposition | 2014-02-14 | 40,000 | $28.56 | 85,965 | No | 4 | S | Indirect | by trust C |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | by trust B |
No | 4 | S | Indirect | by trust C |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-02-14 | 260,713 | $9.66 | 260,713 | $9.66 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-02-18 | 3,748 | $9.66 | 3,748 | $9.66 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-02-19 | 125,710 | $9.66 | 125,710 | $9.66 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
189,287 | 2017-04-26 | No | 4 | M | Direct | |
185,539 | 2017-04-26 | No | 4 | M | Direct | |
59,829 | 2017-04-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,669 | Indirect | by 401(k) Profit Sharing |
Common Stock | 123,630 | Indirect | by trust A |
Footnotes
- Reflects the weighted average sale price. The range of prices for these transactions was $28.50 to $28.77. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for these transactions was $28.40 to $28.51. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for these transactions was $28.50 to $28.75. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares held by the Gary G. Winterhalter Irrevocable Trust. Proceeds from the sale of shares held in the Gary G. Winterhalter Irrevocable Trust benefit the reporting person's children as beneficiaries of the trust.
- Shares held by the Joanne Winterhalter Irrevocable Trust. Proceeds from the sale of shares held in the Joanne Winterhalter Irrevocable Trust benefit the reporting person's children as beneficiaries of the trust.
- The options vest in four equal annual installments beginning on September 29, 2007.