Filing Details

Accession Number:
0001225208-14-005140
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-19 17:17:52
Reporting Period:
2014-02-14
Filing Date:
2014-02-19
Accepted Time:
2014-02-19 17:17:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1368458 Sally Beauty Holdings Inc. SBH Retail-Retail Stores, Nec (5990) 362257936
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1328443 Gary Winterhalter C/O Sally Beauty Holdings, Inc.
3001 Colorado Blvd
Denton TX 76210
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-14 260,713 $9.66 331,604 No 4 M Direct
Common Stock Disposition 2014-02-14 260,713 $28.57 70,891 No 4 S Direct
Common Stock Acquisiton 2014-02-18 3,748 $9.66 74,639 No 4 M Direct
Common Stock Disposition 2014-02-18 700 $28.51 73,939 No 4 S Direct
Common Stock Disposition 2014-02-18 3,048 $28.50 70,891 No 4 S Direct
Common Stock Acquisiton 2014-02-19 125,710 $9.66 196,601 No 4 M Direct
Common Stock Disposition 2014-02-19 125,710 $28.42 70,891 No 4 S Direct
Common Stock Disposition 2014-02-14 40,000 $28.56 85,966 No 4 S Indirect by trust B
Common Stock Disposition 2014-02-14 40,000 $28.56 85,965 No 4 S Indirect by trust C
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Indirect by trust B
No 4 S Indirect by trust C
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-02-14 260,713 $9.66 260,713 $9.66
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-02-18 3,748 $9.66 3,748 $9.66
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-02-19 125,710 $9.66 125,710 $9.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
189,287 2017-04-26 No 4 M Direct
185,539 2017-04-26 No 4 M Direct
59,829 2017-04-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,669 Indirect by 401(k) Profit Sharing
Common Stock 123,630 Indirect by trust A
Footnotes
  1. Reflects the weighted average sale price. The range of prices for these transactions was $28.50 to $28.77. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Reflects the weighted average sale price. The range of prices for these transactions was $28.40 to $28.51. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Reflects the weighted average sale price. The range of prices for these transactions was $28.50 to $28.75. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Shares held by the Gary G. Winterhalter Irrevocable Trust. Proceeds from the sale of shares held in the Gary G. Winterhalter Irrevocable Trust benefit the reporting person's children as beneficiaries of the trust.
  5. Shares held by the Joanne Winterhalter Irrevocable Trust. Proceeds from the sale of shares held in the Joanne Winterhalter Irrevocable Trust benefit the reporting person's children as beneficiaries of the trust.
  6. The options vest in four equal annual installments beginning on September 29, 2007.