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Filing Details

Accession Number:: 0001181431-14-007651
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-02-19 16:32:41
Reporting Period:: 2014-02-14

Filing Date:: 2014-02-19
Accepted Time:: 2014-02-19 16:32:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
34563	Farmer Brothers Co	FARM	Miscellaneous Food Preparations & Kindred Products (2090)	950725980

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1546236	W Thomas Mortensen	Farmer Bros. Co. 20333 S. Normandie Ave. Torrance CA 90502	Sr. Vice Pres.of Route Sales	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, $1.00 Par Value	Acquisiton	2014-02-14	3,035	$18.41	25,455	No	4	M	Direct
Common Stock, $1.00 Par Value	Acquisiton	2014-02-14	3,035	$18.03	28,490	No	4	M	Direct
Common Stock, $1.00 Par Value	Acquisiton	2014-02-14	2,023	$7.32	30,513	No	4	M	Direct
Common Stock, $1.00 Par Value	Acquisiton	2014-02-14	6,666	$6.96	37,179	No	4	M	Direct
Common Stock, $1.00 Par Value	Acquisiton	2014-02-14	1,456	$11.81	38,635	No	4	M	Direct
Common Stock, $1.00 Par Value	Disposition	2014-02-14	16,215	$20.98	22,420	No	4	S	Direct
Common Stock, $1.00 Par Value	Acquisiton	2014-02-18	2,090	$11.81	24,510	No	4	M	Direct
Common Stock, $1.00 Par Value	Disposition	2014-02-18	2,090	$20.98	22,420	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2014-02-14	3,035	$0.00	3,035	$18.41
Common Stock	Stpck Option (right to buy)	Disposition	2014-02-14	3,035	$0.00	3,035	$18.03
Common Stock	Stock Option (right to buy)	Disposition	2014-02-14	2,023	$0.00	2,023	$7.32
Common Stock	Stock Option (right to buy)	Disposition	2014-02-14	6,666	$0.00	6,666	$6.96
Common Stock	Stock Option (right to buy)	Disposition	2014-02-14	1,456	$0.00	1,456	$11.81
Common Stock	Stock Option (right to buy)	Disposition	2014-02-18	2,090	$0.00	2,090	$11.81

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
50,697	2016-12-10	No	4	M	Direct
47,662	2017-12-09	No	4	M	Direct
45,639	2018-12-08	No	4	M	Direct
38,973	2019-05-11	No	4	M	Direct
37,517	2019-12-07	No	4	M	Direct
35,427	2019-12-07	No	4	M	Direct

Footnotes

Open market sale of shares from 2/14/2014 stock option exercises, with a portion of the proceeds delivered to the issuer for payment of the exercise price of the options. This transaction was executed in multiple trades at prices ranging from $20.98 to $21.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. The reporting person continues to meet the Company's stock ownership guidelines.
Open market sale of shares from 2/18/2014 stock option exercise, with a portion of the proceeds delivered to the issuer for payment of the exercise price of the options. This transaction was executed in a single trade at a sale price of $20.98. The reporting person continues to meet the Company's stock ownership guidelines.
Exercise of non-qualified stock option granted on 12/10/2009 under the Farmer Bros. Co. 2007 Omnibus Plan prior to its amendment and restatement in the form of the Farmer Bros. Co. Amended and Restated 2007 Long-Term Incentive Plan. The options vested pursuant to a three year vesting schedule whereby one-third of the total number of shares issuable under the option became exercisable each year on 12/10/2010, 12/10/2011 and 12/10/2012.
Exercise of non-qualified stock option granted on 12/9/2010 under the Farmer Bros. Co. 2007 Omnibus Plan prior to its amendment and restatement in the form of the Farmer Bros. Co. Amended and Restated 2007 Long-Term Incentive Plan. The options vested pursuant to a three year vesting schedule whereby one-third of the total number of shares issuable under the option became exercisable each year on 12/9/2011, 12/9/2012 and 12/9/2013.
Exercise of non-qualified stock option granted on 12/8/2011 under the Farmer Bros. Co. 2007 Omnibus Plan prior to its amendment and restatement in the form of the Farmer Bros. Co. Amended and Restated 2007 Long-Term Incentive Plan. The options vest pursuant to a three year vesting schedule whereby one-third of the total number of shares issuable under the option became exercisable each year on 12/8/2012 and 12/8/2013. One-third of the total number of shares, or 1,012 shares, issuable under the option have not vested and are not exercisable as of the transaction date of this report.
Exercise of non-qualified stock option granted on 5/11/2012 under the Farmer Bros. Co. 2007 Omnibus Plan prior to its amendment and restatement in the form of the Farmer Bros. Co. Amended and Restated 2007 Long-Term Incentive Plan. The options vest pursuant to a three year vesting schedule whereby one-third of the total number of shares issuable under the option became exercisable on 5/11/2013 and two-thirds of the total number of shares issuable under the option, or 13,334 shares, have not vested and are not exercisable as of the transaction date of this report.
Exercise of non-qualified stock option granted on 12/7/2012 under the Farmer Bros. Co. 2007 Omnibus Plan prior to its amendment and restatement in the form of the Farmer Bros. Co. Amended and Restated 2007 Long-Term Incentive Plan. The options vest pursuant to a three year vesting schedule whereby one-third of the total number of shares issuable under the option, or 3,546 shares, became exercisable on 12/7/2013 and two-thirds of the total number of shares issuable under the option, or 7,092 shares, have not vested and are not exercisable as of the transaction date of this report.