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Home > Insider Trading > Filing (0001144204-14-010596)

Filing Details

Accession Number:: 0001144204-14-010596
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-02-19 16:25:51
Reporting Period:: 2014-02-14

Filing Date:: 2014-02-19
Accepted Time:: 2014-02-19 16:25:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1001258	Asta Funding Inc	ASFI	Short-Term Business Credit Institutions (6153)	223388607

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1458190	J Robert Michel	C/O Asta Funding, Inc. 210 Sylvan Avenue Englewood Cliffs NJ 07632	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $.01 Per Share	Acquisiton	2014-02-14	10,000	$2.95	13,081	No	4	M	Direct
Common Stock, Par Value $.01 Per Share	Disposition	2014-02-19	10,000	$8.28	3,081	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2014-02-14	10,000	$0.00	10,000	$2.95

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
38,333		2019-05-05	No	4	M	Direct

Footnotes

The Reporting Person was granted options by the issuer on May 5, 2009 to purchase up to 25,000 shares of common stock. Pursuant to the Option Agreement, the right to exercise shall vest as follows: (i) 8,333 stock options vested on May 5, 2009; (ii) 8,333 stock options vested on May 5, 2010; and (iii) 8,334 stock options vested on May 5, 2011.