Filing Details
- Accession Number:
- 0001127602-14-007034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-19 14:44:01
- Reporting Period:
- 2014-02-14
- Filing Date:
- 2014-02-19
- Accepted Time:
- 2014-02-19 14:44:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 850693 | Allergan Inc | AGN | Pharmaceutical Preparations (2834) | 951622442 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1501399 | D Scott Sherman | 2525 Dupont Drive Irvine CA 92612 | Executive Vice President, Hr | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-02-14 | 104 | $124.57 | 8,221 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-02-14 | 1 | $124.76 | 8,220 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-18 | 5,000 | $75.58 | 13,220 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-18 | 5,000 | $125.74 | 8,220 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-02-18 | 5,000 | $0.00 | 5,000 | $75.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,000 | 2021-02-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,258 | Indirect | By 401(k) |
Footnotes
- Exempt disposition to the issuer, effective 2/14/2014, of a number of shares determined to be sufficient to satisfy tax withholding obligations resulting from the lapse of restrictions of an exempt award of 275 shares of restricted stock granted on 2/17/2012.
- Shares allocated to reporting person's SIP account as of reporting date.
- The option becomes exercisable in four equal annual installments beginning February 17, 2012.
Billionaire Hedge Funds
