Filing Details

Accession Number:
0001179110-14-003048
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-02-19 12:35:28
Reporting Period:
2011-06-11
Filing Date:
2014-02-19
Accepted Time:
2014-02-19 12:35:28
Original Submission Date:
2014-01-03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
357173 Old Second Bancorp Inc OSBC State Commercial Banks (6022) 363143493
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1314109 James Eccher 37 S. River St.
Aurora IL 60506
Coo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Old Second Bancorp, Inc Common Stock Acquisiton 2011-06-06 10,000 $1.04 85,724 No 4 P Direct
Old Second Bancorp, Inc. Common Stock Disposition 2013-03-28 57,270 $0.00 28,454 No 4 D Direct
Old Second Bancorp, Inc. Common Stock Acquisiton 2013-04-16 25,000 $0.00 53,454 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 D Direct
No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Old Second Bancorp Inc. Common Stock 6,242 Indirect 401-k
Old Second Bancorp Inc. Common Stock 1,960 Indirect Profit Sharing Plan
Osbi Fixed Rate Cumulative Preferred Stock-Ser B 120 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $27.75 2008-12-18 2017-12-18 20,000 20,000 Direct
Common Stock Employee Stock Option $29.20 2007-12-19 2016-12-19 12,000 12,000 Direct
Common Stock Employee Stock Option $31.34 2005-12-20 2015-12-20 12,000 12,000 Direct
Common Stock Employee Stock Option $32.59 2005-12-20 2014-12-21 12,000 12,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-12-18 20,000 20,000 Direct
2016-12-19 12,000 12,000 Direct
2015-12-20 12,000 12,000 Direct
2014-12-21 12,000 12,000 Direct
Footnotes
  1. Included in this total are 148 shares held jointly with spouse; 23,256 shares held in a brokerage account.
  2. This amount includes part of the shares purchased by Mr. Eccher and disclosed in a Form 4 filed on June 6, 2011. These shares were inadvertently excluded from the total amount due to a scrivener's error.
  3. These shares represent a forfeiture of Restricted stock shares due to TARP rules. As originally reported on a Form 4 on 1-3-14, the amount of shares forfeited did not account for the 10,000 shares that were misreported on Form 4 filed 6-6-11.
  4. These shares represent a Restricted stock grant pursuant to Old Second Bancorp, Inc. Equity Incentive Plan.
  5. Included in this total are 148 shares held jointly with spouse; 23,256 shares held in a brokerage account and 30,050 shares held in Mr. Eccher's name alone.