Filing Details
- Accession Number:
- 0001179110-14-003048
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-02-19 12:35:28
- Reporting Period:
- 2011-06-11
- Filing Date:
- 2014-02-19
- Accepted Time:
- 2014-02-19 12:35:28
- Original Submission Date:
- 2014-01-03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
357173 | Old Second Bancorp Inc | OSBC | State Commercial Banks (6022) | 363143493 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1314109 | James Eccher | 37 S. River St. Aurora IL 60506 | Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Old Second Bancorp, Inc Common Stock | Acquisiton | 2011-06-06 | 10,000 | $1.04 | 85,724 | No | 4 | P | Direct | |
Old Second Bancorp, Inc. Common Stock | Disposition | 2013-03-28 | 57,270 | $0.00 | 28,454 | No | 4 | D | Direct | |
Old Second Bancorp, Inc. Common Stock | Acquisiton | 2013-04-16 | 25,000 | $0.00 | 53,454 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | D | Direct | |
No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Old Second Bancorp Inc. Common Stock | 6,242 | Indirect | 401-k |
Old Second Bancorp Inc. Common Stock | 1,960 | Indirect | Profit Sharing Plan |
Osbi Fixed Rate Cumulative Preferred Stock-Ser B | 120 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | $27.75 | 2008-12-18 | 2017-12-18 | 20,000 | 20,000 | Direct |
Common Stock | Employee Stock Option | $29.20 | 2007-12-19 | 2016-12-19 | 12,000 | 12,000 | Direct |
Common Stock | Employee Stock Option | $31.34 | 2005-12-20 | 2015-12-20 | 12,000 | 12,000 | Direct |
Common Stock | Employee Stock Option | $32.59 | 2005-12-20 | 2014-12-21 | 12,000 | 12,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-12-18 | 20,000 | 20,000 | Direct |
2016-12-19 | 12,000 | 12,000 | Direct |
2015-12-20 | 12,000 | 12,000 | Direct |
2014-12-21 | 12,000 | 12,000 | Direct |
Footnotes
- Included in this total are 148 shares held jointly with spouse; 23,256 shares held in a brokerage account.
- This amount includes part of the shares purchased by Mr. Eccher and disclosed in a Form 4 filed on June 6, 2011. These shares were inadvertently excluded from the total amount due to a scrivener's error.
- These shares represent a forfeiture of Restricted stock shares due to TARP rules. As originally reported on a Form 4 on 1-3-14, the amount of shares forfeited did not account for the 10,000 shares that were misreported on Form 4 filed 6-6-11.
- These shares represent a Restricted stock grant pursuant to Old Second Bancorp, Inc. Equity Incentive Plan.
- Included in this total are 148 shares held jointly with spouse; 23,256 shares held in a brokerage account and 30,050 shares held in Mr. Eccher's name alone.