Filing Details
- Accession Number:
- 0000825411-14-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-19 09:55:30
- Reporting Period:
- 2014-02-18
- Filing Date:
- 2014-02-19
- Accepted Time:
- 2014-02-19 09:55:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 825411 | Sevcon Inc. | SEV | Electrical Industrial Apparatus (3620) | 042985631 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195221 | F Bernard Start | C/O Sevcon Inc. 155 Northboro Road Southborough MA 01772 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-02-18 | 15,788 | $11.73 | 47,700 | No | 4 | S | Indirect | By Wife |
| Common Stock | Disposition | 2014-02-18 | 7,700 | $12.31 | 40,000 | No | 4 | S | Indirect | By Wife |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Wife |
| No | 4 | S | Indirect | By Wife |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 130,089 | Direct |
Footnotes
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $11.10 to $11.99, inclusive. The reporting person undertakes to provide to Sevcon, Inc.,any security holder of Sevcon, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.80, inclusive. The reporting person undertakes to provide to Sevcon, Inc.,any security holder of Sevcon, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
Billionaire Hedge Funds
