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Filing Details

Accession Number:: 0001209191-14-011557
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-02-18 21:06:53
Reporting Period:: 2014-02-13

Filing Date:: 2014-02-18
Accepted Time:: 2014-02-18 21:06:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
906780	Empire Resorts Inc	NYNY	Retail-Eating & Drinking Places (5810)	133714474

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1315915	R Emanuel Pearlman	C/O Monticello Casino And Raceway Route 17B, P.o. Box 5013 Monticello NY 12701		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, $.01 Par Value Per Share	Disposition	2014-02-13	7,500	$7.00	28,334	No	4	S	Direct
Common Stock, $.01 Par Value Per Share	Disposition	2014-02-14	4,500	$7.25	23,834	No	4	S	Direct
Common Stock, $.01 Par Value Per Share	Disposition	2014-02-18	2,000	$7.25	21,834	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

The sale of these shares of restricted stock were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Pearlman effective as of November 7, 2013.
The price reported in Column 4 is a weighted average price. These shares were sold in more than one transaction at price ranging from $7.00 to $7.06, inclusive. The reporting person undertakes to provide to Empire Resorts, Inc., any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in more than one transaction at price ranging from $7.25 to $7.27, inclusive. The reporting person undertakes to provide to Empire Resorts, Inc., any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in more than one transaction at price ranging from $7.25 to $7.26, inclusive. The reporting person undertakes to provide to Empire Resorts, Inc., any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.