Filing Details
- Accession Number:
- 0001225208-14-005006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-18 20:58:59
- Reporting Period:
- 2014-02-14
- Filing Date:
- 2014-02-18
- Accepted Time:
- 2014-02-18 20:58:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490281 | Groupon Inc. | GRPN | Services-Advertising Agencies (7311) | 270903295 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1277904 | Kal Raman | C/O Groupon, Inc. 600 West Chicago Avenue Chicago IL 60654 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2014-02-14 | 18,000 | $10.64 | 220,653 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | $0.00 | 2014-01-10 | 150,000 | 150,000 | Direct | |
| Class A Common Stock | Restricted Stock Units | $0.00 | 2013-05-07 | 337,500 | 337,500 | Direct | |
| Class A Common Stock | Restricted Stock Units | $0.00 | 2013-12-15 | 750,000 | 750,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 150,000 | 150,000 | Direct | |
| 337,500 | 337,500 | Direct | |
| 750,000 | 750,000 | Direct |
Footnotes
- The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on February 14, 2014. The price per share for such transactions ranged from $10.53 to $10.86. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
- Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- 50,000 restricted stock units reported on this line vested on January 10, 2014. 100,000 of the remaining restricted stock units will vest on June 15, 2014 and 50,000 of the remaining restricted stock units will vest on December 15, 2014, in each case subject to Mr. Raman's continued employment with the Issuer through each vesting date.
- Twenty-five percent (25%) of the restricted stock units reported on this line will vest on May 7, 2013 and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on August 7, 2013, subject to Mr. Raman's continued employment with the Company through each vesting date.
- Twenty-five percent (25%) of the restricted stock units reported on this line will vest on December 15, 2013 and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on March 15, 2014, subject to Mr. Raman's continued employment with the Company through each vesting date.
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