Filing Details
- Accession Number:
- 0001019687-14-000567
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-18 20:25:08
- Reporting Period:
- 2014-02-13
- Filing Date:
- 2014-02-18
- Accepted Time:
- 2014-02-18 20:25:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 889609 | Consumer Portfolio Services Inc | CPSS | Finance Services (6199) | 330459135 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1576514 | Brian Richard Haskell | C/O Consumer Portfolio Services 19500 Jamboree Road Irvine CA 92612 | Sr. Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value | Acquisiton | 2014-02-13 | 9,200 | $0.77 | 9,200 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Disposition | 2014-02-13 | 9,200 | $7.75 | 0 | No | 4 | S | Direct | |
| Common Stock, No Par Value | Acquisiton | 2014-02-14 | 14,800 | $0.77 | 14,800 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Acquisiton | 2014-02-14 | 5,000 | $1.50 | 19,800 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Acquisiton | 2014-02-14 | 10,000 | $1.50 | 29,800 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Acquisiton | 2014-02-14 | 7,200 | $1.81 | 37,000 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Acquisiton | 2014-02-14 | 10,000 | $1.03 | 47,000 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Acquisiton | 2014-02-14 | 2,500 | $1.50 | 49,500 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Acquisiton | 2014-02-14 | 2,500 | $1.50 | 52,000 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Acquisiton | 2014-02-14 | 3,600 | $1.20 | 55,600 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Acquisiton | 2014-02-14 | 1,400 | $1.94 | 57,000 | No | 4 | M | Direct | |
| Common Stock, No Par Value | Disposition | 2014-02-14 | 57,000 | $7.50 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value | Employee stock option (right to buy) | Disposition | 2014-02-13 | 9,200 | $0.00 | 9,200 | $0.77 |
| Common Stock, No Par Value | Employee stock option (right to buy) | Disposition | 2014-02-14 | 14,800 | $0.00 | 14,800 | $0.77 |
| Common Stock, No Par Value | Employee stock option (right to buy) | Disposition | 2014-02-14 | 5,000 | $0.00 | 5,000 | $1.50 |
| Common Stock, No Par Value | Employee stock option (right to buy) | Disposition | 2014-02-14 | 10,000 | $0.00 | 10,000 | $1.50 |
| Common Stock, No Par Value | Employee stock option (right to buy) | Disposition | 2014-02-14 | 7,200 | $0.00 | 7,200 | $1.81 |
| Common Stock, No Par Value | Employee stock option (right to buy) | Disposition | 2014-02-14 | 10,000 | $0.00 | 10,000 | $1.03 |
| Common Stock, No Par Value | Employee stock option (right to buy) | Disposition | 2014-02-14 | 2,500 | $0.00 | 2,500 | $1.50 |
| Common Stock, No Par Value | Employee stock option (right to buy) | Disposition | 2014-02-14 | 2,500 | $0.00 | 2,500 | $1.50 |
| Common Stock, No Par Value | Employee stock option (right to buy) | Disposition | 2014-02-14 | 3,600 | $0.00 | 3,600 | $1.20 |
| Common Stock, No Par Value | Employee stock option (right to buy) | Disposition | 2014-02-14 | 1,400 | $0.00 | 1,400 | $1.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,800 | 2019-05-13 | No | 4 | M | Direct | |
| 6,000 | 2019-05-13 | No | 4 | M | Direct | |
| 0 | 2017-07-30 | No | 4 | M | Direct | |
| 0 | 2018-01-30 | No | 4 | M | Direct | |
| 4,800 | 2020-04-27 | No | 4 | M | Direct | |
| 15,000 | 2021-06-03 | No | 4 | M | Direct | |
| 0 | 2021-11-23 | No | 4 | M | Direct | |
| 0 | 2021-11-23 | No | 4 | M | Direct | |
| 14,400 | 2022-04-03 | No | 4 | M | Direct | |
| 5,600 | 2022-07-16 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $7.50 to $7.51. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Becomes or became exercisable in installments, on various dates.
- Issued in consideration of the named person's service as an officer of the Issuer.
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