Filing Details
- Accession Number:
- 0001137411-14-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-18 18:43:01
- Reporting Period:
- 2014-02-14
- Filing Date:
- 2014-02-18
- Accepted Time:
- 2014-02-18 18:43:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191566 | M Clayton Jones | M/S 124-323 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-02-14 | 100 | $78.46 | 183,814 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 4,063 | $78.46 | 179,751 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 5,900 | $78.47 | 173,851 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 900 | $78.48 | 172,951 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 1,281 | $78.49 | 171,670 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 200 | $78.50 | 171,470 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 1,400 | $78.50 | 170,070 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 113 | $78.51 | 169,957 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,732 | Direct | |
Common Stock | 15,051 | Indirect | By Savings Plan |
Common Stock | 21,950 | Indirect | By GRATs |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2013.
- Restricted stock units awarded as compensation for services as a Director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors. Includes dividend equivalents issued quarterly on the restricted stock units.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan based on information furnished by the Plan Administrator as of January 31, 2014.
- Indirectly owned by reporting person who serves as trustee of grantor retained annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person.