Filing Details
- Accession Number:
- 0001137411-14-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-18 18:41:46
- Reporting Period:
- 2014-02-14
- Filing Date:
- 2014-02-18
- Accepted Time:
- 2014-02-18 18:41:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191566 | M Clayton Jones | M/S 124-323 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-14 | 45,696 | $36.55 | 215,653 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-14 | 691 | $78.00 | 214,962 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 237 | $78.01 | 214,725 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 200 | $78.04 | 214,525 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 800 | $78.05 | 213,725 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 100 | $78.08 | 213,625 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 1,200 | $78.08 | 212,425 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 100 | $78.08 | 212,325 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 300 | $78.09 | 212,025 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 200 | $78.10 | 211,825 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 500 | $78.11 | 211,325 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 500 | $78.14 | 210,825 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 100 | $78.15 | 210,725 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 338 | $78.17 | 210,387 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 300 | $78.18 | 210,087 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 2,000 | $78.18 | 208,087 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 14 | $78.19 | 208,073 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 100 | $78.20 | 207,973 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 2,200 | $78.20 | 205,773 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 300 | $78.21 | 205,473 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 100 | $78.23 | 205,373 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 1,200 | $78.24 | 204,173 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 500 | $78.25 | 203,673 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 390 | $78.26 | 203,283 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 100 | $78.27 | 203,183 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 400 | $78.27 | 202,783 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 200 | $78.29 | 202,583 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-02-14 | 45,696 | $0.00 | 45,696 | $36.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-11-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,732 | Direct | |
Common Stock | 15,051 | Indirect | By Savings Plan |
Common Stock | 21,950 | Indirect | By GRATs |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2013.
- Restricted stock units awarded as compensation for services as a Director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors. Includes dividend equivalents issued quarterly on the restricted stock units.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan based on information furnished by the Plan Administrator as of January 31, 2014.
- Indirectly owned by reporting person who serves as trustee of grantor retained annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options are currently exercisable.