Filing Details
- Accession Number:
- 0001387467-14-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-18 18:41:05
- Reporting Period:
- 2014-02-13
- Filing Date:
- 2014-02-18
- Accepted Time:
- 2014-02-18 18:41:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1387467 | Alpha & Omega Semiconductor Ltd | AOSL | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1540972 | Tony Grizelj | 475 Oakmead Pkwy Sunnyvale CA 94085 | Vp Of Power Discrete Product | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2014-02-13 | 4,500 | $2.00 | 9,667 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2014-02-13 | 4,500 | $7.19 | 5,167 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2014-02-14 | 256 | $7.25 | 4,911 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Share Option (right to buy) | Acquisiton | 2014-02-13 | 4,500 | $0.00 | 4,500 | $2.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 63,000 | 2015-04-14 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2013.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.17 to $7.20, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- Shares withheld to satisfy the Issuer's tax withholding obligation upon the annual vesting of restricted stock units granted on February 14, 2013.
- Includes 3,111 shares subject to restricted stock unit awards granted that will be issued as those units vest.
- As of February 13, 2014, the option is fully vested and immediately exercisable for all option shares.
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