Filing Details
- Accession Number:
- 0001181431-14-007437
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-18 18:17:01
- Reporting Period:
- 2014-02-14
- Filing Date:
- 2014-02-18
- Accepted Time:
- 2014-02-18 18:17:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
767920 | Pmc Sierra Inc | PMCS | Semiconductors & Related Devices (3674) | 942925073 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1360685 | M Robert Liszt | 1380 Bordeaux Drive Sunnyvale CA 94089 | Vp Of Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-14 | 40,000 | $6.35 | 153,031 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-14 | 40,000 | $7.31 | 113,031 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 34,056 | $7.31 | 78,975 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 3,943 | $7.30 | 75,032 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock | Disposition | 2014-02-14 | 40,000 | $0.00 | 40,000 | $6.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-03-06 | No | 4 | A | Direct |
Footnotes
- Includes 2,997 shares acquired on February 10, 2014 pursuant to the 2011 Employee Stock Purchase Plan.
- The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $7.2750 to $7.35 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $7.29 to $7.35 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $7.30 to $7.34 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- One-fourth of the shares subject to the option vested on March 6, 2008 and one forty-eighth of the shares shall vest monthly thereafter.