Filing Details
- Accession Number:
- 0001144204-14-010324
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-18 17:01:09
- Reporting Period:
- 2014-02-13
- Filing Date:
- 2014-02-18
- Accepted Time:
- 2014-02-18 17:01:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
935419 | Ricks Cabaret International Inc | RICK | Retail-Eating & Drinking Places (5810) | 760458229 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1144553 | L Steven Jenkins | 16815 Royal Crest #160 Houston TX US 77058 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-13 | 10,000 | $8.35 | 10,000 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-02-13 | 20,000 | $8.78 | 30,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-13 | 25,000 | $11.60 | 5,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-14 | 5,000 | $11.36 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2014-02-13 | 10,000 | $0.00 | 10,000 | $8.35 |
Common Stock | Stock Options | Disposition | 2014-02-13 | 20,000 | $0.00 | 20,000 | $8.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-07-02 | 2014-07-02 | No | 4 | M | Direct |
0 | 2013-06-27 | 2014-06-27 | No | 4 | M | Direct |
Footnotes
- Exercise of stock options.