Filing Details

Accession Number:
0001144204-14-010324
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-18 17:01:09
Reporting Period:
2014-02-13
Filing Date:
2014-02-18
Accepted Time:
2014-02-18 17:01:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
935419 Ricks Cabaret International Inc RICK Retail-Eating & Drinking Places (5810) 760458229
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1144553 L Steven Jenkins 16815 Royal Crest #160
Houston TX US 77058
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-13 10,000 $8.35 10,000 No 4 M Direct
Common Stock Acquisiton 2014-02-13 20,000 $8.78 30,000 No 4 M Direct
Common Stock Disposition 2014-02-13 25,000 $11.60 5,000 No 4 S Direct
Common Stock Disposition 2014-02-14 5,000 $11.36 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2014-02-13 10,000 $0.00 10,000 $8.35
Common Stock Stock Options Disposition 2014-02-13 20,000 $0.00 20,000 $8.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-07-02 2014-07-02 No 4 M Direct
0 2013-06-27 2014-06-27 No 4 M Direct
Footnotes
  1. Exercise of stock options.